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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
1101 Jeffries & Company Inc 14.2 M 2
1102 Bequant Pro Limited 13.8 M 1
1103 Gresearch Inc 13.2 M 1
1104 Noble Financial Capital Markets 13.2 M 1
1105 APB Financial Group LLC 13.2 M 1
1106 American Portfolios Financial Services Inc 13.2 M 1
1107 Compass Point Research & Trading LLC 13.2 M 1
1108 Capital One Securities Inc 13.2 M 1
1109 Sidoti & Company LLC 13.2 M 1
1110 Henley & Company LLC 13.2 M 1
1111 Capital One Southcoast Inc 13.2 M 1
1112 Gabelli & Company Inc 13.2 M 1
1113 Wealth Monitors Inc 13.2 M 1
1114 Trade Manage Capital Inc 13.2 M 1
1115 Miller Tabak Co LLC 13.2 M 1
1116 Howe Barnes Hoefer & Arnett Inc 13.2 M 1
1117 360 One Capital Market Private Limited 13.1 M 1
1118 SBG Securities 13.0 M 1
1119 Intl FCStone Financial Inc FCM Division 12.5 M 1
1120 Score Priority Corp 12.4 M 2
1121 Lime Trading Corp 12.4 M 2
1122 Direct Access Partners LLC 12.3 M 1
1123 BAML Capital Access Funds Management LLC 12.3 M 2
1124 Fxwinning Limited 12.2 M 1
1125 Cantor Fitzgerald & Company 12.0 M 1
1126 Credo Capital Limited 11.9 M 1
1127 China International Capital Corporation HK Securities Ltd 11.8 M 1
1128 Alexander Capital LP 11.8 M 1
1129 Glendale Securities Inc 11.8 M 1
1130 Citco Fund Services Cayman Islands Limited 11.5 M 1
1131 RBC Advisory Services 11.4 M 1
1132 Stonex Group Inc 11.0 M 2
1133 Laufer Planning Corp 11.0 M 6
1134 Euroz Hartleys 10.5 M 1
1135 Computershare 10.2 M 1
1136 Morgan Stanely & Co International PLC 10.2 M 1
1137 BBS Securities 10.2 M 1
1138 RBC Wealth Management 10.0 M 2
1139 XIN Yongan International Securities Company Limited 10.0 M 1
1140 Newedge Group International Banque Sa 10.0 M 1
1141 R J Obrien 10.0 M 1
1142 RBC Capital Markets - RBC Dominion Securities Inc 9.9 M 1
1143 Bitgo 9.7 M 1
1144 Fidelity Investments LLC 9.7 M 2
1145 E Trade Clearing LLC 9.4 M 3
1146 Clarus Securities 9.3 M 2
1147 Altacorp Capital Inc 9.2 M 2
1148 GMP Securities LP 9.2 M 2
1149 ADM Derivatives 9.1 M 1
1150 Regiment Securities LLC 9.0 M 4
1151 Scarsdale Equities LLC 9.0 M 1
1152 Signature Securities 8.8 M 1
1153 Convergex Execution Services LLC 8.8 M 1
1154 Guotai Junan Securities 8.8 M 1
1155 Northeast Securities 8.8 M 1
1156 Nasdaq OMX 8.5 M 1
1157 Schwab Wealth Advisory Inc 8.4 M 1
1158 Cabin Securities Inc 8.0 M 1
1159 CI Capital 7.9 M 1
1160 Financial Brokerage Group FBG SAE EFG Hermes 7.9 M 1
1161 MCB Mauritius Commercial Bank 7.9 M 1
1162 Falcon Labs Ltd 7.9 M 1
1163 Gemini Galactic Markets LLC 7.8 M 2
1164 MLV & Co LLC 7.8 M 1
1165 Monness Crespi Hardt & Co Inc 7.7 M 1
1166 Maybank Securities London Ltd 7.6 M 1
1167 KCG Americas LLC 7.5 M 2
1168 Interactive Brokers Group LLC 7.3 M 1
1169 Fireblocks Ltd 7.3 M 1
1170 Firstrand Bank Limited T/A RMB Prime Brokers 7.3 M 1
1171 Icici Securities Inc 7.3 M 1
1172 Edelweiss Securities Ltd 7.3 M 1
1173 Jeffries & Co 7.2 M 1
1174 PFG Securities Inc 7.2 M 1
1175 Korea Investment and Securities Co Ltd 7.1 M 1
1176 Matrixport 7.0 M 1
1177 The Cowen Group 6.8 M 1
1178 National Securities 6.7 M 1
1179 Peters & Co Equities Inc 6.7 M 1
1180 Griffiths McBurney Corp 6.7 M 1
1181 Gilford Securities Incorporated 6.7 M 2
1182 Prudential Financial Services 6.6 M 1
1183 Lazard Capital Markets 6.5 M 1
1184 Leerink Swann 6.3 M 2
1185 BTIG Limited 6.3 M 1
1186 ABSA Bank Limited 6.1 M 1
1187 Customers Bank 6.1 M 2
1188 Trade-Pmr Inc 6.1 M 1
1189 Horwitz & Associates Inc 6.0 M 1
1190 BMO Prime Brokerage 5.9 M 3
1191 Northern Trust International Fund Administration Services Guernsey Limited 5.9 M 1
1192 Global Investment Strategy UK Limited 5.9 M 1
1193 ICBC Standard Securities Inc 5.9 M 1
1194 Union Bancaire Privee UBP Sa 5.8 M 1
1195 RJ Obrien Associations LLC 5.8 M 1
1196 Saxis Group 5.6 M 1
1197 Falconx Solios Inc 5.3 M 1
1198 Lombard Odier & CIE 5.2 M 1
1199 White Commercial Corporation/Rosenthal Collins Group 5.2 M 1
1200 White Commercial Corporation 5.2 M 1
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