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Custodians, Auditors, Brokers & Marketers

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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
1101 APB Financial Group LLC 13.2 M 1
1102 American Portfolios Financial Services Inc 13.2 M 1
1103 Compass Point Research & Trading LLC 13.2 M 1
1104 Capital One Securities Inc 13.2 M 1
1105 Sidoti & Company LLC 13.2 M 1
1106 Henley & Company LLC 13.2 M 1
1107 Capital One Southcoast Inc 13.2 M 1
1108 Gabelli & Company Inc 13.2 M 1
1109 Wealth Monitors Inc 13.2 M 1
1110 Trade Manage Capital Inc 13.2 M 1
1111 Miller Tabak Co LLC 13.2 M 1
1112 Howe Barnes Hoefer & Arnett Inc 13.2 M 1
1113 360 One Capital Market Private Limited 13.1 M 1
1114 SBG Securities 13.0 M 1
1115 Intl FCStone Financial Inc FCM Division 12.5 M 1
1116 Score Priority Corp 12.4 M 2
1117 Lime Trading Corp 12.4 M 2
1118 Direct Access Partners LLC 12.3 M 1
1119 BAML Capital Access Funds Management LLC 12.3 M 2
1120 Fxwinning Limited 12.2 M 1
1121 Cantor Fitzgerald & Company 12.0 M 1
1122 Credo Capital Limited 11.9 M 1
1123 China International Capital Corporation HK Securities Ltd 11.8 M 1
1124 Alexander Capital LP 11.8 M 1
1125 Glendale Securities Inc 11.8 M 1
1126 Citco Fund Services Cayman Islands Limited 11.5 M 1
1127 RBC Advisory Services 11.4 M 1
1128 Stonex Group Inc 11.0 M 2
1129 Laufer Planning Corp 11.0 M 6
1130 Euroz Hartleys 10.5 M 1
1131 Computershare 10.2 M 1
1132 Morgan Stanely & Co International PLC 10.2 M 1
1133 BBS Securities 10.2 M 1
1134 RBC Wealth Management 10.0 M 2
1135 XIN Yongan International Securities Company Limited 10.0 M 1
1136 Newedge Group International Banque Sa 10.0 M 1
1137 R J Obrien 10.0 M 1
1138 RBC Capital Markets - RBC Dominion Securities Inc 9.9 M 1
1139 Bitgo 9.7 M 1
1140 Fidelity Investments LLC 9.7 M 2
1141 E Trade Clearing LLC 9.4 M 3
1142 Clarus Securities 9.3 M 2
1143 Altacorp Capital Inc 9.2 M 2
1144 GMP Securities LP 9.2 M 2
1145 ADM Derivatives 9.1 M 1
1146 Regiment Securities LLC 9.0 M 4
1147 Scarsdale Equities LLC 9.0 M 1
1148 Signature Securities 8.8 M 1
1149 Convergex Execution Services LLC 8.8 M 1
1150 Guotai Junan Securities 8.8 M 1
1151 Northeast Securities 8.8 M 1
1152 Nasdaq OMX 8.5 M 1
1153 Schwab Wealth Advisory Inc 8.4 M 1
1154 Cabin Securities Inc 8.0 M 1
1155 CI Capital 7.9 M 1
1156 Financial Brokerage Group FBG SAE EFG Hermes 7.9 M 1
1157 MCB Mauritius Commercial Bank 7.9 M 1
1158 Falcon Labs Ltd 7.9 M 1
1159 Gemini Galactic Markets LLC 7.8 M 2
1160 MLV & Co LLC 7.8 M 1
1161 Monness Crespi Hardt & Co Inc 7.7 M 1
1162 Maybank Securities London Ltd 7.6 M 1
1163 KCG Americas LLC 7.5 M 2
1164 Interactive Brokers Group LLC 7.3 M 1
1165 Fireblocks Ltd 7.3 M 1
1166 Firstrand Bank Limited T/A RMB Prime Brokers 7.3 M 1
1167 Icici Securities Inc 7.3 M 1
1168 Edelweiss Securities Ltd 7.3 M 1
1169 Jeffries & Co 7.2 M 1
1170 PFG Securities Inc 7.2 M 1
1171 Korea Investment and Securities Co Ltd 7.1 M 1
1172 Matrixport 7.0 M 1
1173 The Cowen Group 6.8 M 1
1174 National Securities 6.7 M 1
1175 Peters & Co Equities Inc 6.7 M 1
1176 Griffiths McBurney Corp 6.7 M 1
1177 Gilford Securities Incorporated 6.7 M 2
1178 Prudential Financial Services 6.6 M 1
1179 Lazard Capital Markets 6.5 M 1
1180 Leerink Swann 6.3 M 2
1181 BTIG Limited 6.3 M 1
1182 ABSA Bank Limited 6.1 M 1
1183 Customers Bank 6.1 M 2
1184 Trade-PMR Inc 6.1 M 1
1185 Horwitz & Associates Inc 6.0 M 1
1186 BMO Prime Brokerage 5.9 M 3
1187 Northern Trust International Fund Administration Services Guernsey Limited 5.9 M 1
1188 Global Investment Strategy UK Limited 5.9 M 1
1189 ICBC Standard Securities Inc 5.9 M 1
1190 Union Bancaire Privee UBP Sa 5.8 M 1
1191 RJ Obrien Associations LLC 5.8 M 1
1192 Saxis Group 5.6 M 1
1193 Falconx Solios Inc 5.3 M 1
1194 Lombard Odier & CIE 5.2 M 1
1195 White Commercial Corporation/Rosenthal Collins Group 5.2 M 1
1196 White Commercial Corporation 5.2 M 1
1197 Capital Union Bank 5.2 M 1
1198 Carta 5.0 M 1
1199 Banorte Casa de Bolsa 5.0 M 1
1200 Merill Lynch Professional Clearing Corp 5.0 M 1
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