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Type	Result	AUM

Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.

Overview

Fund Sponsors / GPs

Custodians

Auditors

Brokers

Marketers

#	Top Brokers	Fund AUM	Funds
1001	Securevest Financial Group	31.7 M	1
1002	UMB	31.7 M	2
1003	MFX Solutions Inc	31.5 M	2
1004	Solios Inc	31.4 M	2
1005	Neuberger Berman BD LLC	31.2 M	2
1006	Neuberger Berman LLC	31.2 M	2
1007	The Northern Trust Comany	31.2 M	1
1008	CITIC Securities	31.0 M	2
1009	Grupo Financiero Monex	30.4 M	1
1010	Thales Capital Partners LLC	30.3 M	2
1011	Peregrine Securities	29.9 M	1
1012	Legae Peresec	29.9 M	1
1013	Imara SP Reid PTY Limited	29.9 M	1
1014	Nomurainternationalplc	29.9 M	1
1015	Jpmsi	29.0 M	1
1016	Penson Financial Services Inc	28.9 M	5
1017	Jeffries & Co Inc	28.9 M	2
1018	IBI Investment House	28.7 M	1
1019	Union Bank	28.3 M	1
1020	Newedge Securities and Newedge FCM	28.1 M	1
1021	Copper Technologies UK Limited	28.1 M	2
1022	EFG Bank Cayman Branch	28.0 M	1
1023	Vanguard	27.4 M	1
1024	Keeley Investment Corp	27.2 M	3
1025	Sethi Financial Investments Inc	27.0 M	1
1026	Linear Financial Services Inc	26.7 M	2
1027	XNT Ltd DBA Xante	26.7 M	2
1028	Vision Brokerage Services LLC	26.4 M	1
1029	Clear Street Markets LLC	26.4 M	1
1030	Fulcrum Securities LLC	26.3 M	2
1031	Olympus Securities LLC	26.3 M	2
1032	RBC Investor & Treasury Services	26.2 M	1
1033	RBC Investor Services Inc	26.2 M	1
1034	CSI Capital Management Limited	26.1 M	1
1035	Commerz Markets LLC	25.7 M	1
1036	Dash Financial Technologies LLC	25.7 M	3
1037	Zanbato Securities LLC	25.2 M	1
1038	RJ O'Brien & Associates Canada Inc	25.0 M	2
1039	ED&F Man	25.0 M	1
1040	Pfgbest	25.0 M	1
1041	Detwiler Fenton & Co	24.6 M	3
1042	Cowen & Co	24.6 M	1
1043	AST Investment Services Inc	23.8 M	1
1044	ADM Investment Services Inc	23.6 M	1
1045	SAXO Bank	23.5 M	2
1046	Bitgo Inc	23.3 M	2
1047	Tastytrade	23.0 M	1
1048	Citics Futures Company Limited	22.3 M	1
1049	Interactive Broker	22.3 M	3
1050	in on Capital Sa	22.0 M	6
1051	Fidelity Institutional Wealth Adviser LLC	22.0 M	1
1052	Optionsxpress Inc	21.2 M	1
1053	SunTrust Banks Inc	21.0 M	13
1054	Pictet	20.9 M	1
1055	Investment Placement Group	20.9 M	1
1056	Commerzbank	20.9 M	1
1057	Unicredit	20.9 M	1
1058	Flow Traders	20.9 M	1
1059	Susquehanna	20.9 M	1
1060	Jane Street	20.9 M	1
1061	Banco BM&F Bovespa de Servicos de Liquidacao E Custodia Sa	20.7 M	2
1062	Maybank Kim ENG Securities PTE Ltd	20.3 M	3
1063	Cowen and Company Asia Ltd	20.0 M	1
1064	Apex Clearing Corp	19.4 M	1
1065	Bank Lulius BAIR & Co Ltd	18.4 M	1
1066	CGS International Securities Singapore PTE Ltd	18.1 M	1
1067	Robotti & Company LLC	18.0 M	3
1068	B Riley Wealth Management	18.0 M	2
1069	Bitgo Trust Co	17.7 M	3
1070	XP Investments	17.7 M	1
1071	Ubsag	17.5 M	1
1072	Convergex	17.4 M	1
1073	SunTrust Bank	17.3 M	11
1074	Weeden & Colp	16.9 M	3
1075	Evelyn Partners Investment Management LLP	16.6 M	1
1076	Smith & Williamson Investment Management	16.6 M	1
1077	Guotai Junan Financial Products Limited	16.5 M	1
1078	China Securities International Brokerage Company Limited	16.5 M	1
1079	CICC Financial Trading Ltd	16.5 M	1
1080	China Merchants Securities HK Co Ltd	16.0 M	1
1081	Carnegie Investment Bank AB	15.8 M	8
1082	Agency Trading Group Inc	15.4 M	2
1083	Marex Prime Services Ltd	15.3 M	1
1084	Jeffries & Company	15.2 M	1
1085	Interactive Brokers Canada Inc	15.2 M	1
1086	Macquarie Capital Markets Canada Ltd	15.2 M	1
1087	CIBC Wood Gundy	15.2 M	1
1088	Svenska Handelsbanken AB	14.9 M	8
1089	DOM Maklerski Banju Ochrony Srodowiska Sa	14.8 M	1
1090	BOK Financial Securities Inc	14.7 M	1
1091	Daiwa Securities Co Ltd Head Office	14.6 M	2
1092	R J Obrien Associates LLC	14.4 M	3
1093	Newedge UK Finanical Limited	14.4 M	1
1094	There is No Prime Broker	14.3 M	1
1095	Capital Union Bank Middle East	14.3 M	1
1096	Stanbic IBTC Bank Limited	14.3 M	1
1097	Jeffries & Company Inc	14.2 M	2
1098	Bequant Pro Limited	13.8 M	1
1099	Gresearch Inc	13.2 M	1
1100	Noble Financial Capital Markets	13.2 M	1

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