Top Fund Brokers

-

Custodians, Auditors, Brokers & Marketers

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
Related People
Fund Service Providers
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
1001 The Vanguard Group Inc 32.0 M 1
1002 Shenwan Hongyuan HK Limited 31.8 M 1
1003 Hidden Road Partners CIV BVI Ltd 31.8 M 2
1004 First Southwest Company LLC 31.7 M 1
1005 Securevest Financial Group 31.7 M 1
1006 UMB 31.7 M 2
1007 MFX Solutions Inc 31.5 M 2
1008 Solios Inc 31.4 M 2
1009 Neuberger Berman BD LLC 31.2 M 2
1010 Neuberger Berman LLC 31.2 M 2
1011 The Northern Trust Comany 31.2 M 1
1012 CITIC Securities 31.0 M 2
1013 Grupo Financiero Monex 30.4 M 1
1014 Thales Capital Partners LLC 30.3 M 2
1015 Peregrine Securities 29.9 M 1
1016 Legae Peresec 29.9 M 1
1017 Imara SP Reid PTY Limited 29.9 M 1
1018 Nomurainternationalplc 29.9 M 1
1019 Jpmsi 29.0 M 1
1020 Penson Financial Services Inc 28.9 M 5
1021 Jeffries & Co Inc 28.9 M 2
1022 IBI Investment House 28.7 M 1
1023 Union Bank 28.3 M 1
1024 Newedge Securities and Newedge FCM 28.1 M 1
1025 Copper Technologies UK Limited 28.1 M 2
1026 EFG Bank Cayman Branch 28.0 M 1
1027 Vanguard 27.4 M 1
1028 Keeley Investment Corp 27.2 M 3
1029 Sethi Financial Investments Inc 27.0 M 1
1030 Linear Financial Services Inc 26.7 M 2
1031 XNT Ltd DBA Xante 26.7 M 2
1032 Vision Brokerage Services LLC 26.4 M 1
1033 Clear Street Markets LLC 26.4 M 1
1034 Olympus Securities LLC 26.3 M 2
1035 Fulcrum Securities LLC 26.3 M 2
1036 RBC Investor & Treasury Services 26.2 M 1
1037 RBC Investor Services Inc 26.2 M 1
1038 CSI Capital Management Limited 26.1 M 1
1039 Commerz Markets LLC 25.7 M 1
1040 Dash Financial Technologies LLC 25.7 M 3
1041 Zanbato Securities LLC 25.2 M 1
1042 RJ O'Brien & Associates Canada Inc 25.0 M 2
1043 ED&F Man 25.0 M 1
1044 Pfgbest 25.0 M 1
1045 Detwiler Fenton & Co 24.6 M 3
1046 Cowen & Co 24.6 M 1
1047 AST Investment Services Inc 23.8 M 1
1048 ADM Investment Services Inc 23.6 M 1
1049 SAXO Bank 23.5 M 2
1050 Bitgo Inc 23.3 M 2
1051 Tastytrade 23.0 M 1
1052 Citics Futures Company Limited 22.3 M 1
1053 Interactive Broker 22.3 M 3
1054 in on Capital Sa 22.0 M 6
1055 Fidelity Institutional Wealth Adviser LLC 22.0 M 1
1056 Optionsxpress Inc 21.2 M 1
1057 SunTrust Banks Inc 21.0 M 13
1058 Pictet 20.9 M 1
1059 Investment Placement Group 20.9 M 1
1060 Commerzbank 20.9 M 1
1061 Unicredit 20.9 M 1
1062 Flow Traders 20.9 M 1
1063 Susquehanna 20.9 M 1
1064 Jane Street 20.9 M 1
1065 Banco BM&F Bovespa de Servicos de Liquidacao E Custodia Sa 20.7 M 2
1066 Maybank Kim ENG Securities PTE Ltd 20.3 M 3
1067 Cowen and Company Asia Ltd 20.0 M 1
1068 Apex Clearing Corp 19.4 M 1
1069 Bank Lulius BAIR & Co Ltd 18.4 M 1
1070 CGS International Securities Singapore PTE Ltd 18.1 M 1
1071 Robotti & Company LLC 18.0 M 3
1072 B Riley Wealth Management 18.0 M 2
1073 Bitgo Trust Co 17.7 M 3
1074 XP Investments 17.7 M 1
1075 Ubsag 17.5 M 1
1076 Convergex 17.4 M 1
1077 SunTrust Bank 17.3 M 11
1078 Weeden & Colp 16.9 M 3
1079 Evelyn Partners Investment Management LLP 16.6 M 1
1080 Smith & Williamson Investment Management 16.6 M 1
1081 Guotai Junan Financial Products Limited 16.5 M 1
1082 China Securities International Brokerage Company Limited 16.5 M 1
1083 CICC Financial Trading Ltd 16.5 M 1
1084 China Merchants Securities HK Co Ltd 16.0 M 1
1085 Carnegie Investment Bank AB 15.8 M 8
1086 Agency Trading Group Inc 15.4 M 2
1087 Marex Prime Services Ltd 15.3 M 1
1088 Jeffries & Company 15.2 M 1
1089 Interactive Brokers Canada Inc 15.2 M 1
1090 Macquarie Capital Markets Canada Ltd 15.2 M 1
1091 CIBC Wood Gundy 15.2 M 1
1092 Svenska Handelsbanken AB 14.9 M 8
1093 DOM Maklerski Banju Ochrony Srodowiska Sa 14.8 M 1
1094 BOK Financial Securities Inc 14.7 M 1
1095 Daiwa Securities Co Ltd Head Office 14.6 M 2
1096 R J Obrien Associates LLC 14.4 M 3
1097 Newedge UK Finanical Limited 14.4 M 1
1098 There is No Prime Broker 14.3 M 1
1099 Capital Union Bank Middle East 14.3 M 1
1100 Stanbic IBTC Bank Limited 14.3 M 1
Prev | Page 11 | Next
Terms | Privacy | Providers | Guide
tony@aum13f.com