Top Fund Custodians

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Custodians, Auditors, Brokers & Marketers

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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Custodians Fund AUM Funds
301 Cowen and Company LLC 139.3 B 149
302 Advantage Futures LLC 139.1 B 3
303 Midcontinent Independent System Operator Inc 139.0 B 2
304 Electric Reliability Council of Texas Inc 139.0 B 2
305 South West Power Pool 139.0 B 1
306 PJM Settlement Inc 139.0 B 1
307 California Independent System Operator 139.0 B 1
308 Barclay's Bank PLC 139.0 B 1
309 ISO New England Inc 139.0 B 1
310 New York Independent System Operator 139.0 B 1
311 BNP Paribas Brokerage Services Inc 139.0 B 1
312 CIBC Mellon Global Securities Services Company 138.1 B 126
313 Leerink Partners LLC 135.8 B 301
314 JPMorgan Bank Luxembourg Sa 134.7 B 14
315 BOFA Securities Prime Inc 134.7 B 5
316 HSBC Bank PLC HSBC 134.6 B 1
317 JP Morgan Securities LLC JPMS 134.6 B 1
318 National Financial Services LLC Through ITS Fidelity Capital Markets Division Fidelity 134.6 B 1
319 KeyBank 134.5 B 306
320 Wells Fargo 132.2 B 630
321 Natwest Markets Securities Inc 131.5 B 13
322 Santander 131.4 B 279
323 Bank of New York 130.9 B 278
324 Citizens Bank 130.1 B 898
325 SunTrust Banks Inc 129.8 B 28
326 UBS Europe SE 129.6 B 31
327 Butterfield Bank Cayman Limited 128.5 B 47
328 HSBC Bank Mauritius Ltd 126.9 B 16
329 Banco Santander Mexico Sa 126.0 B 250
330 Morgan Stanley Private Bank National Association 126.0 B 98
331 Standard Chartered Bank Hong Kong Limited 125.2 B 27
332 Merrill Lynch International Limited 124.3 B 7
333 Standard Chartered Bank Singapore Branch 124.0 B 245
334 The Bank of New York Mellon Trust Company National Association 124.0 B 368
335 Truist Securities Inc 124.0 B 6
336 Macquarie Futures USA LLC 123.9 B 34
337 HSBC Bank Bermuda 123.6 B 4
338 Hongkong and Shanghai Banking Corporation Limited 123.0 B 3
339 JPMorgan AG 122.8 B 2
340 BCP Bank Mauritius Ltd 122.5 B 7
341 Bank of China 122.4 B 262
342 Barclays 122.2 B 93
343 DBS Bank Ltd 121.8 B 212
344 Fidelity Brokerage Services LLC 121.8 B 521
345 Bank of New York Mellon London Branch 121.7 B 35
346 Charles Schwab & Co Inc 121.2 B 1,253
347 Societe Generale France 120.5 B 260
348 ING Bank NV London Branch 120.4 B 245
349 The Bank of Tokyo-Mitsubishi UFJ Ltd 119.9 B 259
350 ICBC CBD Sub-Branch 119.9 B 257
351 Nordea Bank Finland PLC 119.9 B 257
352 Corland BMO 119.9 B 257
353 Minsheng Bank Shanghai Huashan Branch 119.9 B 239
354 CCB Qingdao Sifang Branch 119.9 B 239
355 Ebury Partners 119.9 B 235
356 Citigroup Global Markets India Private Limited 119.8 B 5
357 American Stock Transfer & Trust Company 119.6 B 36
358 Handelsbanken 119.2 B 238
359 Svenska Handelsbanken 118.9 B 228
360 Marex Capital Markets Inc 118.8 B 89
361 Credit Agricole Corporate and Invesment Bank 118.4 B 227
362 Cowen Financial Products LLC 115.2 B 16
363 Mirae Asset Securities 114.9 B 209
364 Standard Charter Bank 114.1 B 17
365 RBC Investor Services Bank Sa 113.9 B 117
366 BNY Mellon Capital Markets LLC 113.9 B 157
367 Sumitomo Mitsui Trust Bank 113.8 B 292
368 RBC Royal Bank Barbados Limited 113.8 B 202
369 State Street Trustees Limited 113.8 B 41
370 Merrill Lynch Wealth Management 113.3 B 70
371 Caceis Investor Services Bank Sa 113.2 B 88
372 UBS Europe SE Luxembourg Branch 112.8 B 123
373 BNS London 112.6 B 1
374 Morgan Stanley Trust National Association 112.5 B 10
375 SVB Financial Group 112.0 B 632
376 PNC Bank 108.6 B 288
377 State Street Bank Luxembourg Sa 105.5 B 27
378 Citco Fund Services USA Inc 105.5 B 39
379 First Citizens Bank 105.5 B 405
380 BNP Paribas Sa Paris 104.9 B 5
381 Natixis 104.2 B 22
382 Caceis Bank Luxembourg Branch 104.1 B 183
383 The Bank of New York Mellon Corp 103.0 B 312
384 Goldman Sachs 103.0 B 107
385 BNP Prime Brokerage International Ltd 102.0 B 4
386 Aztec Financial Services Luxembourg Sa 101.8 B 181
387 Rabobank 101.2 B 212
388 UBS Switzerland AG 100.8 B 59
389 State Street Bank International GmbH Zweigniederlassung Luxembourg 100.3 B 3
390 Arctica Finance HF 100.3 B 3
391 Morgan Stanley 100.1 B 356
392 Credit Suisse Prime Securities Services USA LLC 99.3 B 11
393 The Bank of New York Mellon Sa/Nv 98.4 B 146
394 TD Securities Inc 98.2 B 44
395 Vstock Transfer LLC 96.3 B 16
396 TD Prime Services LLC 96.1 B 107
397 Inspira Financial Trust LLC 95.8 B 349
398 Royal Bank of Scotland International Limited 95.5 B 110
399 Daiwa Capital Markets America Inc 95.3 B 17
400 Morgan Stanley Private Wealth Management 94.9 B 109
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