AAN Wealth Advisors LLC

Item 5 Fees and Compensation
A. & B. Method of Compensation and Fee Schedule and Client Payment of Fees

Asset Management Fees
Pursuant to an investment advisory contract signed by each client, the client will pay AAN a quarterly
management fee, payable in arrears, based upon the month end balances for the prior three months in the
quarter, averaged together to compute the amount of assets for billing purposes. The range of AAN’s
annual management fee and the sub advisor fee, combined, is up to 1.50%.

These fees may be negotiated at the discretion of the advisor based on, but not limited to, anticipated
future earning capacity, anticipated future additional assets, dollar amount of assets to be managed,
related accounts, account composition, negotiations with client, etc. The subadvisor recommended by
AAN to the client will add AAN’s investment management fee to the subadvisors fee and will deduct the
overall fee from the client account quarterly in arrears based on the market value of the client account at
the end of the quarter. Combined, AAN’s management fee and the subadvisor’s fee, will be deducted
from the client account on a quarterly basis by the qualified custodian. The client will give written
authorization permitting the Advisor to be paid directly from the client’s account held by the custodian.
The custodian will send a quarterly statement to the client and AAN will also send a quarterly invoice to
the client, as well as the custodian, outlining the fee calculation and the amount withdrawn from the client
account. The invoice will include the fee calculation, the amount of the fee, the time period covered by
the fee, the value of the client’s assets upon which the fee was based, and the specific manner in which
the fee was calculated. AAN will check the subadvisor fee for accuracy. Clients need to be aware that it is
their responsibility to verify the accuracy of the fee calculation and that the custodian will not determine
whether the fee is properly calculated.

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AAN does not receive a referral fee from the subadvisor for referring the client.

Project Consulting Services Fees
Clients may contract to have investment advisory advice and/or financial planning advice provided based
on either an hourly fee or a fixed fee. AAN’s hourly fee will be billed at a rate of $250 per hour and the
fixed fee range is up to $10,000. Both the hourly rate and fixed fee are negotiable and agreed upon by the
parties in advance. Both Hourly and fixed fee-based clients are billed one half of the fee at the time of
signing the Agreement with the Advisor and the other one half upon delivery of the financial plan or
written report to the client. If the final fee is not paid by the client at the delivery of the financial plan or
written report, the client is required to pay the fee within 5 days of delivery of the financial plan or written
report. The fee will be based upon the anticipated number of hours it will take to complete the financial
plan or project. If the client terminates the Agreement with the Advisor prior to the Advisor's completion
of the financial plan or project, any fees due the Advisor will be invoiced to the client and payable within
5 days of delivery of the invoice. If the Advisor completes the financial plan or project in less time than
originally planned, the Advisor will refund to the client a pro-rata share of the fee the client paid. The
Advisor will refund the pro-rata fee to the client within 5 days of delivery of the financial plan or written
report. The Advisor will complete the project within six months of the start of the engagement.

Both the hourly and fixed fee charged to the client will be based on, but limited to, the scope and
complexity of the consulting project, the number and type of assets to be considered within the project,
tax strategy planning, succession planning for businesses and preparation of asset allocations.

C. Additional Client Fees Charged

All fees paid to AAN and the subadvisor for investment advisory services are separate and distinct from
the internal expenses charged by ETFs and other mutual funds to their shareholders. These fees and
expenses are described in each fund’s prospectus. These fees will generally include a management fee
and other fund expenses. The custodian charges an additional fee of $250 as an annual fee to hold non-
traded securities.

At no time will the Advisor accept or maintain custody of a client’s funds or securities except for
authorized fee deduction. Client is responsible for all custodial, securities and brokerage execution fees
charged by the custodian. AAN’s fee is separate and distinct from the custodian and execution fees. See

Item 7 Types of Clients and Minimum Account Size

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AAN will offer its services to individuals, pension and profit sharing plans, trusts, estates, charitable
organizations, or investment companies.

AAN does not have any minimum requirements for opening or maintaining an account.