Solist Wealth LLC

Item 5: Fees and Compensation

A. Fee Schedule
The Firm is compensated primarily through an annual advisory fee calculated as a percentage of assets under
management. Advisory fees are negotiable based on the scope and complexity of services, the nature of the
client relationship, account type, household size, and other relevant factors. The applicable fee schedule is set
forth in each client’s advisory agreement.
Portfolio Management Fees

 Total Assets Under Management                                       Annual Advisory Fee
 $0 – $499,999                                                       1.30%
 $500,000 – $999,999                                                 1.15%
 $1,000,000 – $2,499,999                                             1.00%
 $2,500,000 – $4,999,999                                             0.90%
 $5,000,000 – $9,999,999                                             0.80%
 $10,000,000 – $14,999,999                                           0.70%
 $15,000,000 – $24,999,999                                           0.50%
 $25,000,000 and above                                               0.40%

Pension Consulting Fees
Pension consulting and plan advisory engagements generally follow the asset-based fee schedule above unless
otherwise agreed in writing.
Minimum Advisory Fee
The Firm generally maintains a minimum annual advisory fee of $7,500, which may be waived or modified at the
Firm’s discretion based on account size, household relationship, or other circumstances.
Financial Planning
The Firm does not charge a separate standalone fee for financial planning when planning services are provided
as part of an ongoing advisory relationship.

B. Payment of Fees
Asset-based advisory fees are generally billed quarterly in advance and are deducted directly from the client’s
custodial account pursuant to the client’s written authorization. Fees are generally calculated based on the market
value of account assets as of the last business day of the prior calendar quarter. The advisory agreement governs
the specific billing methodology applicable to each client.

C. Client Responsibility for Third-Party Fees

Confidential — For Client Use Only                                                         Confidential — For Client Use Only

           Solist Wealth LLC | d/b/a Solist Financial | Form ADV Part 2A | Firm Brochure
Clients are responsible for all fees and expenses charged by third parties in connection with their accounts. These
include, but are not limited to, custodian account fees, brokerage commissions and transaction charges, mutual
fund and ETF expense ratios, and other investment-related costs. Such fees are separate from, and in addition to,
the Firm’s advisory fee, and are not received by the Firm.

D. Prepayment of Fees
If the advisory relationship is terminated, any fees paid in advance but not yet earned will be refunded to the client
on a prorated basis calculated from the date of termination to the end of the applicable billing period.

E. Outside Compensation for the Sale of Securities or Other Investment Products
The Firm itself does not receive sales charges, 12b-1 fees, or commissions in connection with the purchase or
sale of securities in its capacity as an investment adviser. However, clients should be aware of the following
outside compensation arrangements that create conflicts of interest:
     CONFLICT OF INTEREST: Michael Rosenbach, the Firm’s sole principal, is the controlling member of Solist
     Insurance LLC, Solist Lending LLC, and Solist Capital LLC. He personally receives (1) insurance commissions
     in connection with insurance products sold to clients through Solist Insurance LLC, and (2) profit distributions
     from each affiliated entity. Solist Capital LLC receives management fees and carried interest from private
     investment vehicles recommended to clients. These compensation arrangements give Mr. Rosenbach a direct
     financial incentive to recommend affiliated products and services. Clients are not obligated to use any affiliated
     entity and may obtain comparable services from unaffiliated providers.

These conflicts are described further in Items 10, 11, and 14 of this brochure.

Item 7: Types of Clients

The Firm generally provides investment advisory services to the following types of clients, consistent with the
Firm’s Form ADV Part 1 (Item 5.D.):
    • Individuals (other than high-net-worth individuals)
    • High-net-worth individuals
    • Pension and profit-sharing plans
    • Business entities and related trusts and estates

As of the most recent annual updating amendment, the Firm serves approximately 79 advisory clients with assets
under management (56 individuals, 22 high-net-worth individuals, and 1 pension plan). The Firm generally seeks
household relationships of $1,000,000 or more in assets under management, although the Firm may accept
accounts below this level at its discretion. In addition, the Firm provided financial planning services to 1–10 clients
during the most recently completed fiscal year.

Confidential — For Client Use Only                                                         Confidential — For Client Use Only

           Solist Wealth LLC | d/b/a Solist Financial | Form ADV Part 2A | Firm Brochure