ABRI LLC

ITEM 5 – FEES AND COMPENSATION
ADVISORY SERVICES OFFERED TO INDIVIDUALS
Ongoing financial planning services are charged a monthly rate for continuous planning and
strategy updates. The monthly rate ranges between $300 to $5000 per month depending on the
complexity and chosen topics described above.
The fees are collected at the end of each month and based on the time spent for the chosen
topics covered during the year then charged to you in monthly increments (number of hours
multiplied by the hourly rate (i.e., $500) divided by 12 months). Fees are negotiable and may be
higher or lower depending on the complexity of planning or additional services required but will
be agreed upon in advance at engagement. We will review your financial planning contract
annually and if the service topics change or our estimation of the time required to perform the
requested services change, we will adjust the fee as necessary and enter a new annual contract
for the subsequent year(s). Any unearned fees for work not performed during the year, you will
receive a prorated refund.
Fees may be paid via ACH, debit or credit card, or from an account managed by us. If there are
no financial planning services provided to you during the month, we will notify you that we
provided no services, and you will not be charged during that month.
Our annual management fee for stand-alone portfolio management is based on the following fee
schedule:
                        Assets Under Management         Annual Fee %
                               $0-$500,000                 1.50%
                           $500,000-$1,000,000             1.25%
                          $1,000,000-$3,000,000            1.00%

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                               $3,000,000+                   .80%

Portfolio management fees are calculated and billed monthly in arrears and based on the average
daily market value of the assets held in the account over the month’s billing period. The initial
management fee will be prorated based upon the number of days the account was open during
the month. You will be asked to provide written authorization permitting us to be paid our
advisory fees directly from your accounts held by the custodian. You will be provided with a
monthly statement reflecting the deduction of the advisory fee from the Custodian detailing the
amount of the advisory fee. Fee example: fees for a given day with assets under management of
$100,000 is $4.11 ($100,000 multiplied by 1.50% divided by 365 calendar days equals $4.11); the
daily fee is then multiplied by 30 business days in a month ($4.11 multiplied by 30 equals a total
monthly fee of $123.30). The total fee is then deducted on a monthly basis.
When we include portfolio management services to our ongoing financial planning management,
we charge a discounted annual fee based on a percentage of assets under management in your
accounts in addition to our financial planning fee. The annual management fee is 0.60% and is
negotiable.
One-time financial planning projects will be charged a planning fee ranging from $2,000 to
$25,000 depending on the complexity of the individual’s circumstances and number of topics
covered by the plan. The fee is collected at engagement.
Financial consulting hourly engagements are provided at an hourly rate of $500. At the beginning
of the engagement, we will provide you with a written estimate of the number of hours we
believe the services will take. We will track the time we spend collecting your information,
analyzing and researching the chosen topics, and time presenting the findings to you.
Fees for our one-time financial consulting projects and financial consulting hourly engagement
may be paid via ACH, debit or credit card and collected at the delivery of the plan or service.
Additionally, you may incur certain charges imposed by custodians, brokers, and other third
parties such as fees charged by ticket charges, managers, custodial fees, deferred sales charges,
odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and
taxes on brokerage accounts and securities transactions. Mutual funds and exchange traded
funds also charge internal management fees, which are disclosed in a fund’s prospectus. Such
charges, fees and commissions are exclusive of, and in addition to, our fee and we will not receive
any portion of these commissions, fees, and costs. For more information about our brokerage
practice, please see Item 12.A.
RETIREMENT PLAN CONSULTING
When providing retirement plan consulting services, we act as a solicitor for the recommended
third-party investment adviser, and we do not charge a separate fee for the services. Instead,
we enter into an agreement with the third-party investment adviser and share in a portion of the
third-party investment adviser’s management fee. Our portion can be up to 50% of the third-
party investment adviser’s management fee. The exact amount will be disclosed in the third-
party investment adviser’s Solicitor Disclosure Document. Additionally, when the management

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fee is withdrawn (quarterly or monthly, in advance or in arrears) it will vary with each third-party
investment adviser. These details will be disclosed in the third-party investment adviser’s ADV
Part 2A, client agreement and the third-party investment adviser’s Solicitor Disclosure
Document; these documents will be given to the client at solicitation. If applicable, the third-
party adviser will deliver an invoice to the client (Please see Item 13 under Reports for additional
details regarding fee invoices).
TERMINATION OF SERVICES
You may terminate any service for any reason at any time and, within the first five business days
after signing the contract, without any cost or penalty. Thereafter, the contract may be
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ITEM 7 – TYPES OF CLIENTS
We offer our services to individuals, high net worth individuals, pension and profit-sharing plans,
charitable organizations, corporations and other business entities. We do not require a minimum
account size.