|
⚲
|
| Regal Bay Investment Group LLC
✚
|
|
|---|---|
| CRD # | 121829 |
| SEC # | 801-136168 |
| CIK # | |
| AUM | $114.5 M (2026-04-01) |
| Employees | 1 (100% Investors, 100% Brokers) |
| Phone | 414-225-3551 |
| Address | 250 East Wisconsin Avenue Milwaukee, WI 53202 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 216 | 34.9 |
| (b) Individuals (high net worth individuals) | 46 | 79.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 216 | 114.5 |
| By Discretionary | ||
| Discretionary | 5 | 1.1 |
| Non-Discretionary | 211 | 113.4 |
| Total | 216 | 114.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 114.5 | |
| Total | 216 | 114.5 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Capstone Wealth Partners Ltd
✚
|
OH | 0.1 |
|
Green Ocean Global Advisors LLC
✚
|
CA | 0.1 |
|
Ajax Capital LLC
✚
|
0.1 | |
|
Alpine Hill Advisors LLC
✚
|
CT | 0.1 |
|
Palladiem LLC
✚
|
PA | 0.1 |
|
Engleson & Associates Inc
✚
|
NY | 0.1 |
|
ABRI LLC
✚
|
KY | 0.1 |
|
SERA Capital Management Limited Liability Company
✚
|
MD | 0.1 |
|
Goodstein Wealth Management LLC
✚
|
CA | 0.1 |
|
Bridgeview Capital Advisors Inc
✚
|
CA | 0.1 |