Goodstein Wealth Management LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT (non-wrap)
 GWM offers discretionary asset management services to advisory clients. The fees for
 these services will be based on a percentage of Assets Under Management as follows:
       Assets Under Management                Annual Fee                Quarterly Fee
            Up to $1,000,000                    1.00%                       .25%
        $1,000,001 to $3,000,000                 .85%                      .213%
       $3,000,001 to $10,000,000                 .75%                      .188%
            Over $10,000,000                  Negotiable                 Negotiable
 This is a tiered or breakpoint fee schedule, the entire portfolio is charged the same asset
 management fee. For example, a Client with $1,500,000 under management would pay
 $12,750 on an annual basis. $1,500,000 x .85% = $12,750.
 The annual Fee may be negotiable. Accounts within the same household may be combined
 for a reduced fee. Fees are billed quarterly in advance based on the amount of assets
 managed as of the close of business on the last business day of the previous quarter.
 Quarterly advisory fees deducted from the clients' account by the custodian will be
 reflected in a provided fee invoice as fees are withdrawn. As part of this process, you
 understand and acknowledge the following:
   a) The custodian sends statements at least quarterly to you showing all disbursements
       for your account, including the amount of the advisory fees paid to us;
   b) You provide authorization permitting us to be directly paid by these terms;
   c) If we send a copy of our invoice to you, we send a copy of our invoice to the custodian
         at the same time we send the invoice to you;
   d) Our invoice includes a legend in accordance with our States’ statutes and rules.*
 *The legend urges the client to compare information provided in their statements with
 those from the custodian in account opening notices and subsequent statements sent to
 the client for whom the adviser opens custodial accounts with the custodian.
 Lower fees for comparable services may be available from other sources. Clients may
 terminate their account within five business days of signing the Investment Advisory
 Agreement for a full refund. Clients may terminate advisory services with thirty (30) days
 written notice. Client will be entitled to a pro rata fee for the days service was not
 provided in the final quarter. Client shall be given thirty (30) days prior written notice of
 any increase in fees, and client will acknowledge, in writing, any agreement of increase in
 said fees.
 FINANCIAL PLANNING AND CONSULTING
 Complete Financial Plan:
 GWM offers a comprehensive financial plan tailored to each client's unique needs and
 complexity. Services are provided at an hourly rate of $320 or a fixed fee ranging from
 $500 to $5,500, depending on the scope and intricacy of the plan. Prior to initiating the

                               Goodstein Wealth Management, LLC

 planning process, clients will receive an estimated fee. Payments are structured in three
 installments:
   •   1/3 of the total fee due upon starting the plan
   •   1/3 due when two-thirds of the plan is complete
   •   Final payment due upon plan completion
 Services are completed and delivered within six months contingent upon timely delivery
 of all required documentation.
 One-time Annual Financial Plan Review
 Clients may also opt for a One-time Annual Financial Plan Review at a fixed cost of $750.
 Services are completed and delivered inside of 60 days contingent upon timely delivery of
 all required documentation.
 Clients may cancel within five (5) business days for a full refund. If canceled after five (5)
 business days, refunds will be issued for unearned fees based on the percentage of work
 completed.
 Client may cancel within five (5) business days, for a full refund. If a client cancels after
 five (5) business days, GWM is entitled to any earned, unpaid fees or client will be
 refunded any prepaid, unearned fees, based on the percentage of work completed.
 ERISA PLAN SERVICES
 The annual fees are based on the market value of the Included Assets and will not exceed
 1%. Fees are charged monthly in arrears based on the assets as calculated by the
 custodian or record keeper of the Included Assets (without adjustments for anticipated
 withdrawals by Plan participants or other anticipated or scheduled transfers or
 distribution of assets) on the last business day of the previous billing cycle. If the services
 to be provided start any time other than the first day of a billing cycle, the fee will be
 prorated based on the number of days remaining in the cycle. If this Agreement is
 terminated prior to the end of the fee period, GWM shall be entitled to a prorated fee
 based on the number of days during the fee period services were provided.
 The compensation of GWM for the services is described in detail in Schedule A of the
 ERISA Plan Agreement. The Plan is obligated to pay the fees, however the Plan Sponsor
 may elect to pay the fees. Client may elect to be billed directly or have fees deducted from
 Plan Assets. GWM does not reasonably expect to receive any additional compensation,
 directly or indirectly, for its services under this Agreement. If additional compensation is
 received, GWM will disclose this compensation, the services rendered, and the payer of
 compensation. GWM will offset the compensation against the fees agreed upon under this
 Agreement.

Client Payment of Fees
 Investment management fees are billed quarterly in advance, meaning we bill you at the
 beginning of the three month period. Fees are deducted from a designated client account
 to facilitate billing. The client must consent in advance to direct debiting of their
 investment account.

                               Goodstein Wealth Management, LLC
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Item 7: Types of Clients
Description
 GWM generally provides investment advice to individuals, high net worth individuals,
 and businesses. Client relationships vary in scope and length of service.

Account Minimums
 GWM does not require a minimum to open an account.