Advanced Wealth Management LLC

Item 5 - Fees and Compensation

In addition to the information provided in Item 4 -Advisory Business, this section provides
additional details regarding our firm's services along with descriptions of each service's fees and
compensation arrangements. It should be noted that lower fees for comparable service may be
available from other sources. The exact fees and other terms will be outlined in the agreement
between you and Advanced Wealth Management.

Attendance at the Firm’s educational seminars and workshops is offered on a complimentary
basis. No fees are charged for these events, and participation does not obligate attendees to
engage the Firm for advisory services.

Asset Management Services

Fees charged for our asset management services are based on a percentage of assets under
management, billed in advance (at the start of the billing period) on either a monthly or quarterly
basis, depending on the Client’s arrangement with Adviser, and calculated based on the fair
market value of your account as of the last business day of the previous billing period. Clients
may elect either monthly or quarterly billing in advance, subject to agreement with Adviser. Any
unearned portion of prepaid fees will be refunded to the Client on a pro rata basis upon
termination. AWM, under its advisory agreement, will memorialize the services and applicable
fees imposed to our investors which may include asset-based fees, a flat fee arrangement or
combination of the two; however, our Firm reserves the discretion to authorize the fee
arrangement at the time of onboarding. Fees are prorated (based on the number of days service is
provided during the initial billing period) for your account opened at any time other than the
beginning of the billing period. If asset management services are commenced in the middle of a
billing period, the prorated fee for the initial billing period is billed in advance for the remaining
days in the billing period.

The asset management services continue in effect until terminated by either party (i.e., Advanced
Wealth Management or you) by providing written notice of termination to the other party. Any
prepaid, unearned fees will be refunded to the Client within thirty (30) days of the termination
notice. Fee refunds will be determined on a pro rata basis using the number of days services were
provided during the final billing period. Clients may terminate the agreement within five (5)
business days of execution without penalty.

Advanced Wealth Management's investment advisory fee is based on the market value of assets
held in accounts under management ("AUM") and/or fixed with respect to the type of account or
advisory management provided. Fees charged for our asset management services are negotiable
based on the type of client, the complexity of the client's situation, the composition of the client's
account (i.e., equities versus mutual funds), the potential for additional account deposits, the
relationship of the client with the investment adviser representative, and the total amount of
assets under management for the client.

The annual fee for asset management services will range between 0.50% and 2.00%, according
to the following fee schedule:

 Assets Under Management                            Annual Fee
 $100,000 - $250,000                                2.0%
 $250,001 - $500,000                                1.5%

 $500,001 - $1,000,000                            1.25%
 $1,000,001 - $4,000,000                          1.00%
 $4,000,001 - $7,000,000                          0.75%
 $7,000,001 plus                                  0.5%

The lower fee tiers may apply to legacy accounts, exception accounts, related household
accounts, or other accounts accepted by the Firm in its discretion.

The asset management fee that will be deducted from your advisory account will be specified in
the Client Agreement.

In addition to asset-based fees, AWM offers a flat annual fee option starting at $5,000 when
appropriate for the client’s advisory arrangement. Flat fees generally will not exceed 2.00% of
AUM under normal circumstances. If a flat-fee arrangement equals or exceeds 3.00% of AUM,
AWM will provide any disclosure required by applicable state law, including Texas State
Securities Board Rule 116.13(a), before entering into the arrangement.

For clients who elect a flat/fixed fee arrangement for asset management services, comprehensive
financial planning services are bundled into the advisory fee at no additional cost; no separate
financial planning agreement or fee applies.

Fees are negotiable based on account size, overall relationship, and client circumstances.

Third-Party Money Management (TPMM) Fees

For clients utilizing the specialized services of a third-party money manager (“TPMM”) or
investment platform, TPMM or platform fees may apply in addition to AWM’s advisory fee.
These fees are established by the applicable TPMM or platform, are separate from AWM’s
advisory fee, and are billed in accordance with the applicable TPMM or platform’s fee schedule
and disclosure brochure.

Current TPMM and platform fees include:

 • Vise AI Advisors, LLC: 0.28% of assets under management.
 • Envestnet / Advyzon Investment Management (“AIM”) Program: 0.48% of assets under
   management.

When a TPMM or platform is used, the total combined investment advisory fee — inclusive of
AWM’s advisory fee and the applicable TPMM or platform fee — will not exceed 2.48% of

AUM per year. This combined fee cap applies only when a client’s account uses a TPMM or
platform for which an additional TPMM or platform fee is charged.

Custodian and Transaction Fees

In addition to AWM’s advisory fee, clients may incur certain fees and expenses charged directly
by custodians or broker-dealers. For example, custodians may charge for wire transfers,
overnight deliveries, or special services. While Charles Schwab & Co., Inc. (“Schwab”) —
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Item 7 - Types of Clients

Advanced Wealth Management provides investment advice to the following types of clients:

       • Individuals
       • High net worth individuals
       • Charitable Organizations
       • Foundations
       • Pension Plans
       • Institutional Investors

Clients are required to execute a written agreement with Advanced Wealth Management
specifying the advisory services to be provided in order to establish a client relationship with the
Firm.

Minimum Investment Amounts Required

Advanced Wealth Management requires a minimum of $500,000 to open an advisory account.
To meet this minimum, clients can aggregate household accounts.

The minimum fee charged for financial planning services provided on an hourly basis is $500.
The minimum fixed fee charged for financial planning services on a fixed fee basis is $500.

The minimum hourly fee charged for consulting services is $500. The minimum fixed fee
charged for consulting services is $500.