JAKE Carris Financial Planning LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five (5)
business days of signing the contract without incurring any advisory fees. How we are paid depends on the type
of advisory service we are performing. Please review the fee and compensation information below.

Investment Management Services (JCFP Manages)
Our standard advisory fee is based on the market value of the assets under management and is calculated as
follows:

                       Account Value                                   Annual Advisory Fee
                      $0 - $2,000,000                                          0.60%
                   $2,000,001 and Above                                        0.30%

The annual fees are negotiable and are pro-rated and paid in advance on a quarterly basis. The advisory fee is a
blended fee and is calculated by assessing the percentage rates using the predefined levels of assets as shown in
the above chart, and applying the fee to the account value as of the last day of the previous quarter. No increase
in the annual fee shall be effective without agreement from the client by signing a new agreement or
amendment to their current advisory agreement.
Advisory fees are directly debited from client accounts. Accounts terminated during a calendar quarter will be
pro-rated and refunded based on the amount of time remaining in the billing period. An account may be
terminated with written notice at any time.

Ongoing Comprehensive Financial Planning - Personal CFO Services
Ongoing Comprehensive Financial Planning is billed as a quarterly charge paid in advance, at the below rates per
quarter. The first quarter’s fee is considered earned at the completion and delivery of the initial financial plan. All
subsequent quarters are treated as ongoing service and will have any unused portion refunded at a prorated
basis upon termination of the agreement. This service may be terminated at any time by written notice. The fee
may be negotiable in certain cases. Fees for this service may be paid by electronic funds transfer or check.
This service includes initial comprehensive financial planning and continuing advice and guidance to keep the
financial plan on track and up to date.

 (0-$1,000,000 net worth)        $300         Starter Financial plan prepared and updated annually. For clients
                                              near or in retirement this will also include income planning.
                                              Quarterly reviews to keep you on track. Availability to answer
                                              financial questions on as needed basis

 ($1,000,000 - $5,000,00 net     $600         Full Financial Plan prepared and updated annually. Quarterly
 worth)                                       reviews including detailed investment analysis and
                                              recommendations. Availability to answer financial or investment
                                              questions on as needed basis.

 ($5,000,000 - $10,000,000       $1,500       Full Financial Plan prepared and updated annually. Quarterly
 net worth)                                   reviews including detailed investment analysis and
                                              recommendations. This can also include alternative assets, real
                                              estate or other illiquid investments. Complex estate and tax issues
                                              may involve meeting with client’s CPA and attorney.

 (above $10,000,000 net          Negotiable based on time required and scope of work.
 worth)

Financial Planning Fixed Fee
Financial Planning will generally be offered on a fixed fee basis per the below schedule. The fixed fee will be
agreed upon before the start of any work. The fixed fee can range between $1,000.00 and $5,000.00. The fee is
negotiable. If a fixed fee program is chosen, half of the fee is due at the beginning of process and the remainder
is due at completion of work. Fees for this service may be paid by electronic funds transfer or check. Upon
termination, the half of the fee that is due up front will be non-refundable, and no further fees will be
charged. In addition, any payments received but not earned will be refunded to the client in the event of early
termination.

 Starter Plan (0-$250,000 net   $1,000       Net Worth Statement, Budget, Investment Review, Insurance
 worth)                                      Review, Basic Estate Review, Savings Projections & Targets, basic
                                             investment analysis and recommendations

 Full Plan                      $2,000       Net Worth Statement, Budget, Investment Review, Insurance
 ($250,000-$3,000,000 net                    Review, Estate Review, Savings Projections & Targets, detailed
 worth)                                      investment analysis and recommendations, Retirement Income
                                             projections, Social Security analysis, cost basis and retirement plan
                                             tax analysis.

 Complex Plan (Over             $5,000       This covers everything in the full plan plus analysis of real estate
 $3,000,000 net worth)                       and other non-liquid investments. It also involves detailed estate
                                             and tax planning that may require teaming with your attorney and
                                             CPA.

Financial Planning Hourly Fee
Financial Planning fee is an hourly rate of $300.00 per hour. The fee may be negotiable in certain cases and is due
at the completion of the engagement. In the event of early termination by client, any fees for the hours already
...

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth individuals,
investment companies, pension and profiting sharing plans, charitable organizations, corporations or other
businesses, We do not have a minimum account size requirement. However, clients below $500,000 of managed
assets may be required to complete a one time starter financial plan for $1,000.00 before entering into an
investment management services agreement. Due to the customized nature of services provided and personal
relationship required to successfully implement non-discretionary investment management, all clients must be
assessed for suitability prior to being accepted into an advisory agreement.