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| Keyboard |
| AGP / Alliance Global Partners LLC
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|---|---|
| CRD # | 8361 |
| SEC # | 801-70276 |
| CIK # | 0000318492 |
| AUM | 2,300.1 M (2026-06-05) |
| Employees | 320 (44% Investors, 81% Brokers) |
| Phone | 800-727-7922 |
| Address | 88 Post Road West Westport, CT 06880 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | GP Advisor Fund LLC | 2024-06-28 | 1.2 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,208 | 1.1 |
| (b) Individuals (high net worth individuals) | 427 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 209 | 0.1 |
| (h) Charitable organizations | 8 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 106 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 6,959 | 2.3 |
| By Discretionary | ||
| Discretionary | 5,973 | 1.9 |
| Non-Discretionary | 986 | 0.4 |
| Total | 6,959 | 2.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 2.2 | |
| Total | 6,959 | 2.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0000318492] | |
| 4 | [0000318492] | |
| D | [0000318492] | |
| SC 13G | [0000318492] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| AGP / Alliance Global Partners LLC | Conduit Pharmaceuticals Inc | [2025-05-15] |
| AGP / Alliance Global Partners LLC | Relativity Acquisition Corp | [2023-03-31] |
| AGP / Alliance Global Partners LLC | Zyversa Therapeutics Inc | [2023-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| ZyVersa Therapeutics Inc | |
| AGP / Alliance Global Partners LLC | |
| Cycurion Inc | |
| Industrial Human Capital Inc | |
| Mount Rainier Acquisition Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
ZyVersa Therapeutics Inc LSPR
Class B Common Stock
|
2022-03-08 | Other | 3,427 | $0.00 | |
|
ZyVersa Therapeutics Inc LSPR
Class B Common Stock
|
2022-02-03 | Other | 49,730 | $0.00 | |
|
Mount Rainier Acquisition Corp RNER
Common Stock
|
2021-10-07 | Other | 50,000 | $0.00 |
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|
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