|
⚲
|
| AGP / Alliance Global Partners LLC
✚
| |
|---|---|
| CRD # | 8361 |
| SEC # | 801-70276 |
| CIK # | 0000318492 |
| AUM | $1.3 BB (2024-08-16) |
| Employees | 283 (58% Investors, 85% Brokers) |
| Phone | 800-727-7922 |
| Address | 88 Post Road West Westport, CT 06880 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | GP Advisor Fund LLC | 2024-06-28 | 1.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,940 | 799.4 |
| (b) Individuals (high net worth individuals) | 195 | 441.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 1.0 |
| (g) Pension and profit sharing plans | 23 | 8.5 |
| (h) Charitable organizations | 1 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 61 | 71.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,221 | 1,321.6 |
| By Discretionary | ||
| Discretionary | 2,630 | 573.7 |
| Non-Discretionary | 2,591 | 747.9 |
| Total | 5,221 | 1,321.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 101.5 | |
| United States Persons | 1,220.1 | |
| Total | 5,221 | 1,321.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0000318492] | |
| 4 | [0000318492] | |
| D | [0000318492] | |
| SC 13G | [0000318492] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| AGP / Alliance Global Partners LLC | Relativity Acquisition Corp | [2023-03-31] |
| AGP / Alliance Global Partners LLC | Zyversa Therapeutics Inc | [2023-02-14] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| ZyVersa Therapeutics, Inc. | |
| AGP / Alliance Global Partners LLC | |
| Western Acquisition Ventures Corp. | |
| Industrial Human Capital, Inc. | |
| Mount Rainier Acquisition Corp. |
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