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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| AGP / Alliance Global Partners LLC
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|---|---|
| CRD # | 8361 |
| SEC # | 801-70276 |
| CIK # | 0000318492 |
| AUM | $1.7 B (2024-10-30) |
| Employees | 318 (47% Investors, 75% Brokers) |
| Phone | 800-727-7922 |
| Address | 88 Post Road West Westport, CT 06880 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | GP Advisor Fund LLC | 2024-06-28 | 1.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 5,468 | 1,059.7 |
| (b) Individuals (high net worth individuals) | 225 | 532.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 1.0 |
| (g) Pension and profit sharing plans | 36 | 12.7 |
| (h) Charitable organizations | 3 | 0.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 116 | 83.1 |
| (n) Other | 0 | 0.0 |
| Total | 5,849 | 1,689.3 |
| By Discretionary | ||
| Discretionary | 5,310 | 1,561.9 |
| Non-Discretionary | 539 | 127.4 |
| Total | 5,849 | 1,689.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 99.4 | |
| United States Persons | 1,589.9 | |
| Total | 5,849 | 1,689.3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0000318492] | |
| 4 | [0000318492] | |
| D | [0000318492] | |
| SC 13G | [0000318492] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| AGP / Alliance Global Partners LLC | Conduit Pharmaceuticals Inc | [2025-05-15] |
| AGP / Alliance Global Partners LLC | Relativity Acquisition Corp | [2023-03-31] |
| AGP / Alliance Global Partners LLC | Zyversa Therapeutics Inc | [2023-02-14] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| ZyVersa Therapeutics, Inc. | |
| AGP / Alliance Global Partners LLC | |
| Cycurion, Inc. | |
| Industrial Human Capital, Inc. | |
| Mount Rainier Acquisition Corp. |
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