AI Funds Inc

Item 5 / Fees and Compensation
                                    How We’re Compensated
Separately Managed Account Clients

In consideration for use of the Signals and the Services provided by Ai Funds, separately managed
account clients will typically pay monthly fees based on their total assets under advisement. Such
clients will submit to us all documentation reasonably requested to determine our advisory fees. Fees
will be calculated based on multiplying (i) the average daily balance at the end of each month (“AUM”)
by (ii) Basis Points as described below, and dividing the product by the number of days in a year
multiplied by the actual number of days in each given month (to obtain a monthly fee), and paid to Ai
Funds within 30 days of the end of the month. For example, a typical separately managed account
client may pay fees in accordance with the following rate:

The fees received by us for investment advice may vary depending on a variety of factors, including
the investment strategy selected and services provided by us, but generally fall within a range of 0.2%
to 0.5% per annum based on assets under advisement. Separately managed account clients are billed
for fees incurred; we do not have the authority to directly withdraw fees from client accounts or assets
for our services. Payments are made to Ai Funds Inc. via wire transfer. Fees are due monthly in
arrears. In our discretion, we may negotiate investment advisory fees based upon certain criteria (e.g.,
anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be
managed, related accounts, account composition). As a result, similarly, situated clients could pay
fees that are more or less advantageous than those charged to others.

Private Fund

Ai Funds will receive a monthly management fee, calculated at an annual rate of 2% (approximately
0.167% per month) (the “Management Fee”) of each Investor’s Capital Account. Ai Funds may, in its
sole discretion, but is under no obligation to, direct the Fund to pay, or otherwise assign or share, a

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Form ADV Part 2A | Disclosure
portion of the Management Fee to a charity of its choice.

The Management Fee will be paid monthly in advance, based on the value of each Investor’s Capital
Account, as of the first day of the calendar month. Ai Funds may elect to reduce, otherwise modify or
waive the Management Fee with respect to any Investor. If Capital Contributions are made at any time
other than at the beginning of a calendar month, a pro rata portion of the Management Fee will be paid
to Ai Funds in respect of such Capital Contribution (based on the actual number of days remaining in
such partial month). If Capital Accounts are withdrawn at any time other than at the end of a calendar
month, a pro rata portion of the Management Fee will be refunded to the Investor (based on the actual
number of days remaining in such partial month).

Investors in the Fund will also pay an Incentive Allocation to the Fund’s General Partner, Actualize
Capital LLC, subject to the terms and conditions described below, in addition to the Management Fee
described above. For the avoidance of doubt, Incentive Allocations will only be charged to Investors who
meet the definition of “Qualified Client” contained within the Investment Advisers Act of 1940, as
amended.

The General Partner will receive an allocation, generally annually, equal to 20% of the Net Income
allocated for the year to each Investor (the “Incentive Allocation”). An Incentive Allocation is also
made as to amounts withdrawn, as of the effective time of the withdrawal by Investors. In the event that
an Investor withdraws capital at any time other than at the end of a Fiscal Year, for purposes of calculating
the Incentive Allocation, such deduction will be made with respect to such Investor’s Capital Account as
though it were being made at the end of a Fiscal Year.

The General Partner may, in its sole discretion, assign its right to receive all or a portion of the Incentive
Allocation or to elect to have all or a portion of the Incentive Allocation paid as a fee. In furtherance of
the foregoing, the General Partner intends, but is under no obligation, to assign or share a portion of
the Incentive Allocation with a charity of the General Partner’s choice. The General Partner may also, in
its sole discretion, designate such recipient as a “Special Limited Partner” to receive the Incentive
Allocation.

Incentive Allocations are subject to a “high water mark” provision under which the General Partner
receives an Incentive Allocation from an Investor only to the extent Net Income allocated to that
Investor’s Capital Amount exceeds any Net Losses previously allocated to it since the last date an
Incentive Allocation was assessed (or the original date of contribution if no Incentive Allocation has
previously been assessed). If an Investor makes a partial withdrawal or receives a distribution at a
time when he or she has unrecovered losses, for purposes of calculating future Incentive Allocations
those unrecovered losses will be reduced in proportion to the withdrawal. The “high water mark”
provision prevents

the General Partner from receiving an Incentive Allocation on Net Income that simply restores previous
Net Losses. The General Partner may elect to reduce, otherwise modify or waive the Incentive Allocation
with respect to any Investor.

Investors will be able to subscribe to the Fund on the first business day of each month or at such other
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Form ADV Part 2A | Disclosure
times as Ai Funds, in its sole discretion, may allow. Subject to the discretion of Ai Funds, Capital
Contributions by existing Investors and admissions of new Investors may be permitted at other times. Ai
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Item 7 / Types of Clients
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Form ADV Part 2A | Disclosure
                                             Who We Serve

As noted above, Ai Funds provides customized recommendation services to other registered
investment advisers, institutional investors, the Fund, and the ETFs. Ai Funds does not impose a
minimum account size for advisory services offered to other investment advisers or separately
managed accounts.

To be eligible to invest in the Fund, investors must meet the criteria of both a n accredited investor, as
defined in the Securities Act of 1933, and a qualified client (described in Item 6 above). The minimum
required initial investment in the Fund is $500,000, and subsequent contributions are subject to a
minimum of $100,000. All investment minimums are subject to adjustment or waiver at the sole
discretion of Ai Funds.