Aletheian Wealth Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Investment Management – Multi-Family Office Services Fees

Our annual advisory fee is calculated as a percentage of the market value of assets under
our management. The annualized fee is set forth in the client investment advisory
agreement and may take several factors into consideration; to include aggregate assets
under management, the scope and complexity of the services to be provided, and the
historical nature of the client relationship.

The fees are generally not negotiable. Clients may terminate within five (5) business days
of signing the investment advisory contract. Thereafter, clients may terminate the contract
immediately upon written notice.

Fees are collected quarterly in advance, based upon the value of the account(s) on the last
day of the prior month.

        Total Assets Under Management          Annual Fees
        $1 - $3,000,000                        1.00%
        Next $2,000,000                        0.90%
        Next $5,000,000                        0.65%
        Next $15,000,000                       0.50%
        Next $25,000,000                       0.40%
        Next $50,000,000                       0.30%
        Additional Funds over $100,000,001     0.25%

Treasury Management is offered to maintain a high liquidity profile for a flat rate of 0.25%,
with a minimum account value of $1,000,000.

Family Advisory Services Fees

For clients with limited assets under management, particularly complex projects, or who
require multi-faceted financial planning without investment management, we may
negotiate a separate flat fee that reflects the scope and difficulty of the project and the
training and skills of the professional(s) providing services. The specific terms and
conditions will be set forth in a separate engagement contract and will reflect the
projected complexity and scope of the analysis or services requested.

Fees are collected in advance. Depending upon the anticipated duration of services, fees
may be prorated into quarterly installments or collected in whole.

B. Payment of Fees

Payment of Investment Management – Multi-Family Office Services Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis, or may be invoiced and billed
directly to the client on a quarterly basis. Clients may select the method in which they are
billed. For clients that elect billing, AWA is provided written authorization to withdraw
fees directly from the Client’s Custodial and/or Banking Accounts. Fees are paid in
advance.

Payment of Family Advisory Services Fees

Fees are invoiced and billed directly to the client on a quarterly basis. Fees are paid in
advance. AWA is provided written authorization by the client to withdraw fees directly
from the Client’s Custodial and/or Banking Accounts.

In all instances, AWA will send the client a written invoice, including the fee, the formula
used to calculate the fee, the fee calculation itself, the time period covered by the fee, and,
if applicable, the amount of assets under management on which the fee was based.
AWA will include the name of the custodian on fee invoices. AWA will send these to the
client concurrent with the request for payment or payment of AWA’s advisory fee.
AWA urges the client to compare this information with the fees listed in the account
statement.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by AWA. Please see Item 12 of this brochure
regarding broker-dealer/custodian.

D. Prepayment of Fees

AWA collects fees in advance. Refunds for fees paid in advance but not yet earned will be
refunded on a prorated basis and returned within fourteen days to the client via check, or
return deposit back into the client’s account.

For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
the fees collected in advance minus the daily rate* times the number of days elapsed in
the billing period up to and including the day of termination. (*The daily rate is calculated
by dividing the annual asset-based fee rate by 365.)

Fixed fees that are collected in advance will be refunded based on the prorated amount of
work completed at the point of termination.

E. Outside Compensation For the Sale of Securities to Clients

AWA offers Family Advisory Services to clients with illiquid and complex balance sheets
not under AWA management who require ongoing financial planning to address issues
related to Family Succession; Estate and Wealth Transfer; Cash Flow and Sustainability
Analysis; Philanthropic Intent; Minimization of Income and Estate Taxation; Life
Management and Budgeting; Insurance Sufficiency and Efficiency Reviews, as well as
ongoing coordination with attorneys and CPA’s.

       Each client situation is distinct, with complicated balance sheets that may include real
       estate, operating entities, liabilities and other unique assets. Complexity, asset structure,
       and the scope of future goals and current deficiencies determines the time commitment.
       The baseline for establishing annual fees for this type of multi-faceted financial planning
       without capital markets portfolio management is: Billed as an average of $265.00 per hour
       with a minimum engagement of 20 hours.

Item 7: Types of Clients

AWA generally provides advisory services to High-Net-Worth Individuals.

There is no account minimum for any of AWA’s services.