Alexander Capital Wealth Management LLC

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Alexander Capital Wealth Management LLC
CRD #157714
SEC #801-112997
CIK #
AUM 238.1 M (2026-04-24)
Employees 36 (97% Investors, 100% Brokers)
Fees
Minimum
Phone212-687-5650
Address10 Drs James Parker Blvd
Red Bank, NJ 07701
Source [IAPD] [Website] [LinkedIn]
Total AUM ($M)
2502001501005002010201520212027
Fees and Compensation — Form ADV Part 2A (4/24/2026) [Brochure]
Item 5 Fees and Compensation
Portfolio Management Services
Our annual fee for portfolio management services varies between 0.25% - 2.00% depending upon the
market value of your assets under our management, the type and complexity of the asset management
services provided, as well as the level of administration requested either directly or assumed by the
client. Initial fees are calculated on a prorated basis based on the number of days in the billing
period. Assets in each of your account(s) are included in the fee assessment unless specifically
identified in writing for exclusion. The value of the assets under management is calculated by the
custodian firm.

In some cases, we may charge a fixed fee for portfolio management. Fixed fees will be negotiable,
agreed upon and documented in our advisory agreement with the client.
In some cases, client can be charged a pass -through fee on transactions as stated and agreed upon
in the client agreement.

Annual portfolio management fees are billed and payable either quarterly or monthly in advance,
based on the balance at end of billing period and scheduled at the client's preference. You have the
option of paying advisory fees by direct deduction or by direct billing.

If the portfolio management agreement is executed at any time other than the first day of a calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. Our advisory fee is
negotiable, depending on individual client circumstances.

You may terminate the portfolio management agreement upon verbal or written notice. You will incur a
pro rata charge for services rendered prior to the termination of the portfolio management agreement,
which means you will incur advisory fees only in proportion to the number of days in the quarter for
which you are a client. You may cancel your advisory contract within 5 business days of entering the
contract with no penalty. If you have pre-paid advisory fees that we have not yet earned, you will
receive a prorated refund of those fees.

Wrap Fee Programs
The annual management fee charged for wrap fee programs will be negotiated with each client. Fees
range from 0.100% - 2.00% on assets under management of which either uMAS/Unbundled, or RBC
Unified Portfolio Program will receive a percentage. The calculation of the fee is based on the value of
your assets being managed as determined by the Manager. The percentage received by the
Manager will not increase the overall fee paid by you on the account. The initial fee for each wrap fee
program is calculated on a prorated basis based on the number of days in the billing period. Ongoing
fees are calculated on a quarterly or monthly basis as required by the Manager on the account, are
charged in advance and are automatically deducted from the client's account, as authorized by
the client in writing; alternatively, clients may choose to receive direct billing. Please see Appendix 1
Wrap Fee Brochure for fee information. There is no minimum fee for investing on
the uMAS/Unbundled, or RBC Unified Portfolio Program platforms.

Selection of Other Advisers
Our recommendations to use third party money managers are included in our portfolio management
fee. We do not charge you a separate fee for the selection of other advisers nor will we share in the
advisory fee you pay directly to the TPMM. Advisory fees that you pay to the TPMM are established as
payable in accordance with the Form ADV Part 2 or other equivalent disclosure document provided by
each TPMM to whom you are referred. These fees may or may not be negotiable. You should review
the recommended TPMM's brochure for information on its fees and services.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. Accounts will be subject to fees charged by the
custodian, which include transactions charges and maintenance fees. The use of margin includes
additional fees as interest is charged on the amount that is borrowed. We endeavor to use the lease
expensive share classes as available on the custodian platform.

To fully understand the total cost you will incur, you should review all the fees charged by mutual
funds, exchange traded funds, our firm, and others. Product fees and other mutual fund expenses are
disclosed in the mutual fund prospectus, you should read this document carefully prior to investing. For
information on our brokerage practices, refer to the Brokerage Practices section of this brochure.

Compensation for the Sale of Securities or Other Investment Products
Persons providing investment advice on behalf of our firm may be registered representatives with
Alexander Capital L.P., a securities broker-dealer, and a member of the Financial Industry Regulatory
Authority and the Securities Investor Protection Corporation. In their capacity as registered
representatives, these persons will receive commission-based compensation in connection with the
purchase and sale of securities, including 12b-1 fees for the sale of investment company products.
Compensation earned by these persons in their capacities as registered representatives is separate
and in addition to our advisory fees. This practice presents a conflict of interest because persons
providing investment advice on behalf of our firm who are registered representatives have an incentive
to effect securities transactions for the purpose of generating commissions rather than solely based on
...
Account Minimums and Types of Clients — Form ADV Part 2A (4/24/2026) [Brochure]
Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively.
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 542 73.9
(b) Individuals (high net worth individuals) 72 164.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,051 238.1
By Discretionary
Discretionary 740 201.8
Non-Discretionary 311 36.3
Total 1,051 238.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 238.1
Total 1,051 238.1
Firm Profile (Form ADV)
Discretionary AUM$0.0B
ServesInstitutional, Retail
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