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| Alexander Capital Wealth Management LLC
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| CRD # | 157714 |
| SEC # | 801-112997 |
| CIK # | |
| AUM | 238.1 M (2026-04-24) |
| Employees | 36 (97% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-687-5650 |
| Address | 10 Drs James Parker Blvd Red Bank, NJ 07701 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (4/24/2026) [Brochure] |
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Item 5 Fees and Compensation Portfolio Management Services Our annual fee for portfolio management services varies between 0.25% - 2.00% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client. Initial fees are calculated on a prorated basis based on the number of days in the billing period. Assets in each of your account(s) are included in the fee assessment unless specifically identified in writing for exclusion. The value of the assets under management is calculated by the custodian firm. In some cases, we may charge a fixed fee for portfolio management. Fixed fees will be negotiable, agreed upon and documented in our advisory agreement with the client. In some cases, client can be charged a pass -through fee on transactions as stated and agreed upon in the client agreement. Annual portfolio management fees are billed and payable either quarterly or monthly in advance, based on the balance at end of billing period and scheduled at the client's preference. You have the option of paying advisory fees by direct deduction or by direct billing. If the portfolio management agreement is executed at any time other than the first day of a calendar quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in proportion to the number of days in the quarter for which you are a client. Our advisory fee is negotiable, depending on individual client circumstances. You may terminate the portfolio management agreement upon verbal or written notice. You will incur a pro rata charge for services rendered prior to the termination of the portfolio management agreement, which means you will incur advisory fees only in proportion to the number of days in the quarter for which you are a client. You may cancel your advisory contract within 5 business days of entering the contract with no penalty. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated refund of those fees. Wrap Fee Programs The annual management fee charged for wrap fee programs will be negotiated with each client. Fees range from 0.100% - 2.00% on assets under management of which either uMAS/Unbundled, or RBC Unified Portfolio Program will receive a percentage. The calculation of the fee is based on the value of your assets being managed as determined by the Manager. The percentage received by the Manager will not increase the overall fee paid by you on the account. The initial fee for each wrap fee program is calculated on a prorated basis based on the number of days in the billing period. Ongoing fees are calculated on a quarterly or monthly basis as required by the Manager on the account, are charged in advance and are automatically deducted from the client's account, as authorized by the client in writing; alternatively, clients may choose to receive direct billing. Please see Appendix 1 Wrap Fee Brochure for fee information. There is no minimum fee for investing on the uMAS/Unbundled, or RBC Unified Portfolio Program platforms. Selection of Other Advisers Our recommendations to use third party money managers are included in our portfolio management fee. We do not charge you a separate fee for the selection of other advisers nor will we share in the advisory fee you pay directly to the TPMM. Advisory fees that you pay to the TPMM are established as payable in accordance with the Form ADV Part 2 or other equivalent disclosure document provided by each TPMM to whom you are referred. These fees may or may not be negotiable. You should review the recommended TPMM's brochure for information on its fees and services. Additional Fees and Expenses As part of our investment advisory services to you, we may invest, or recommend that you invest, in mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory services are separate and distinct from the fees and expenses charged by mutual funds or exchange traded funds (described in each fund's prospectus) to their shareholders. These fees will generally include a management fee and other fund expenses. Accounts will be subject to fees charged by the custodian, which include transactions charges and maintenance fees. The use of margin includes additional fees as interest is charged on the amount that is borrowed. We endeavor to use the lease expensive share classes as available on the custodian platform. To fully understand the total cost you will incur, you should review all the fees charged by mutual funds, exchange traded funds, our firm, and others. Product fees and other mutual fund expenses are disclosed in the mutual fund prospectus, you should read this document carefully prior to investing. For information on our brokerage practices, refer to the Brokerage Practices section of this brochure. Compensation for the Sale of Securities or Other Investment Products Persons providing investment advice on behalf of our firm may be registered representatives with Alexander Capital L.P., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. In their capacity as registered representatives, these persons will receive commission-based compensation in connection with the purchase and sale of securities, including 12b-1 fees for the sale of investment company products. Compensation earned by these persons in their capacities as registered representatives is separate and in addition to our advisory fees. This practice presents a conflict of interest because persons providing investment advice on behalf of our firm who are registered representatives have an incentive to effect securities transactions for the purpose of generating commissions rather than solely based on ... |
| Account Minimums and Types of Clients — Form ADV Part 2A (4/24/2026) [Brochure] |
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Item 7 Types of Clients We offer investment advisory services to individuals, including high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your account if it falls below a minimum size which, in our sole opinion, is too small to manage effectively. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 542 | 73.9 |
| (b) Individuals (high net worth individuals) | 72 | 164.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,051 | 238.1 |
| By Discretionary | ||
| Discretionary | 740 | 201.8 |
| Non-Discretionary | 311 | 36.3 |
| Total | 1,051 | 238.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 238.1 | |
| Total | 1,051 | 238.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
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