3J Capital Partners Ltd

Item 5. FEES AND COMPENSATION

Compensation; Negotiability

        Each client may be charged by the Investment Manager a management fee (the
“Management Fee”). The Management Fee, if any, will be charged, either in arrears or in advance,
and paid as of such dates, whether monthly, quarterly, etc., as described in the client’s IMA. If the
Investment Manager charges a Management Fee, then the Management Fee will generally range
from 0.15% to 1.0% on an annual basis as described in the client’s IMA, depending to a great extent
on the size of the assets deposited by the client in the SMA.

       The Management Fee is negotiable. The fees described above may be paid directly to the
Investment Manager or one of its related persons, as specified in the client’s IMA.

Deduction of the Management Fee

       Management Fees are deducted directly from each SMA by the administrator or other
custodian at the regular intervals described in a client’s IMA or may be invoiced on the regular
schedule outlined in the IMA.

Other Fees and Expenses

        Each SMA is responsible for its own expenses and fees, including: legal, compliance,
administrator, audit, and accounting expenses (including third party accounting services); investment
expenses such as commissions, research fees, and expenses; interest on margin accounts and other
indebtedness; borrowing charges on securities sold short; custodial fees; bank service fees; and any
other expenses related to the purchase, sale, or transmittal of SMA assets.

         Blue Castle Capital Management LLP (“Blue Castle”), an appointed representative of Profin
Partners Limited and regulated by the Financial Conduct Authority of the United Kingdom, is under
common control with the Investment Manager (See Item 10 – Related Persons below). Generally,
under a client’s IMA, the Investment Manager can purchase or sell securities and other investments
in a client’s account through Blue Castle, which receives a commission on such trades that generally
is equal to 0.5-1.5% of full offer/full bid. Depending on market conditions, including liquidity,
execution, volatility and other pricing sensitivities, the commission could be higher or lower. When
the Investment Manager is directing your account and your transactions to Blue Castle or another
broker-dealer, you may not receive the most favorable execution price on your transactions, which
may cost you more money. If the Investment Manager and Blue Castle were treated on a
consolidated basis (i.e. a “Controlled Group”), then commissions and other compensation for the

sale of investment products recommended by the Investment Manager would constitute the primary
compensation received by the Controlled Group. Any client may purchase investment products that
the Investment Manager recommends through other brokers or agents that are not affiliated with
the Investment Manager.

        If the Investment Manager purchases or sells securities and other investments through Blue
Castle for an account, then the Investment Manager does not charge a Management Fee in respect
of such account. While such commissions are not passed through to the Investment Manager, they
create a conflict of interest because Blue Castle is under common control with the Investment
Manager and the client may be able to obtain similar services from other providers at a lower cost.

        Notwithstanding the foregoing, the Investment Manager recognizes its fiduciary responsibility
to place your interests above ours and that other compensation received by us, or an affiliate, from
other sources presents a conflict of interest and could be looked upon by you as an incentive for us
to recommend products or services based on compensation rather than your financial needs.
Therefore, we have taken steps to mitigate away or reduce these conflicts, and the Investment
Manager and its associated persons will always work in the best interest of each client.

     Additionally, clients have agreed to limit the liability of the Investment Manager and its
members, officers, employees, and affiliates as described in the client’s IMA.

          Further information about the brokerage relationships of SMAs may be found in Item 12,
herein.

Item 7. TYPES OF CLIENTS

         The Investment Manager will open SMAs for clients who meet certain minimum net worth
criteria gathered by the Investment Manager. An investment in an SMA is suitable only for
sophisticated investors that are aware of, and can afford, the risks involved in the SMA and have the
ability and willingness to accept (i) the illiquid nature of an investment in an SMA and (ii) the risk of
loss of all or a substantial portion of their interest in an SMA. The Investment Manager may, in its
sole discretion, reject a prospective client for any reason.

        The Investment Manager’s SMA clients may include individuals, trusts, estates, charitable
organizations, corporations or other business entities, investment companies, and certain other
investors.

       The Investment Manager may accept investments from individual retirement accounts,
Keogh plans, and other entities that are subject to the prohibited transaction provisions of Section
4975 of the Internal Revenue Code of 1986, as amended, on a case-by-case basis. Additionally, the
Investment Manager may accept investments from retirement plans or entities whose assets are

subject to Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”),
on a case-by-case basis.

      There is no absolute minimum initial investment the Investment Manager will accept to open
an SMA.