JM2 Capital Inc

Item 5 – Fees and Compensation

Asset Management Fee Schedule
The minimum account opening balance is $500,000, which may be negotiable based upon certain
circumstances and at the Adviser’s discretion. The fee charged is based upon the amount of money
invested. Multiple accounts of immediately related family members, at the same mailing address, may
be considered one consolidated account for billing purposes. Fees are charged monthly, in arrears.
Payments are due and will be assessed on the last day of each month, based on the previous month-end
balance of the account(s) under management for the preceding month. Fees will be calculated as
follows:

                                            Tiered fee Schedule

                               AUM                                        Fee
                         First $1,000,000                                1.0%
                         Over $1,000,000                                 0.50%

The fees shown above are annual fees and may be negotiable based upon certain circumstances. No
increase in the annual fee shall be effective without prior written notification. JM2 Capital believes the
advisory fee is reasonable considering the fees charged by other investment advisers offering similar
services/programs.
Clients who utilize the services of a Third-Party Money Manager shall be charged a separate management
by the Third-Party Manager. This fee shall vary depending on the Client’s agreement with the Third-Party
Manager. This fee will be separate from, and in addition to, the management fees charged by JM2 fees
shown above. Please review the Third-Party Money Manager’s ADV Part 2A for additional details
regarding their fees.
The Client acknowledges and agrees that the Adviser may charge for certain additional Assets managed
for the Client by the Adviser but not held by the Custodian (i.e. variable annuities, mutual funds, 401(k),
and variable life).

Automatic Payment of Fee
The Client agrees to authorize the Custodian to deduct advisory fees directly from client accounts and to
pay directly to JM2 Capital upon receipt of notice, the Account's investment advisory services fee. Fee

JM2 Capital                  ADV Part 2A                    March 2026                                    Page 6 of 20
                                                                           © 2010 – 2024 Red Oak Compliance Solutions LLC

withdrawals will occur no more frequently than monthly from the Client's Account, unless specifically
instructed otherwise by the Client.

The Custodian will send to the Client a statement, at least quarterly, indicating all amounts disbursed from
the Account, including the fee paid directly to JM2 Capital. JM2 Capital's access to the Assets of the
Account will be limited to trading and the withdrawals authorized above.

Third Party Fees
Our fees do not include brokerage commissions, transaction fees, and other related costs and expenses.
You may incur certain charges imposed by custodians, third party investment companies and other third
parties. These include fees charged by managers, custodial fees, deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage
accounts and securities transactions. Mutual funds, money market funds and exchange-traded funds
(ETFs) also charge internal management fees, which are disclosed in the fund’s prospectus. These fees
may include, but are not limited to, a management fee, upfront sales charges, and other fund expenses.
Certain strategies offered by us may involve investment in mutual funds and/or ETFs. Load and no load
mutual funds may pay annual distribution charges, sometimes referred to as “12(b)(1) fees”. These
12(b)(1) fees come from fund assets, and thus indirectly from clients’ assets. We do not receive any
compensation from these fees. All of these fees are in addition to the management fee you pay us. You
should review all fees charged to fully understand the total amount of fees you will pay. Services similar
to those offered by us may be available elsewhere for more or less than the amounts we charge. Our
brokerage practices are discussed in more detail under Item 12 – Brokerage Practices.

Item 6 – Performance Based Fee and Side by Side Management

We do not charge any performance-based fees. These are fees based on a share of capital gains on or
capital appreciation of the assets of a client.

Item 7 – Types of Client(s)

We provide investment advisory services to individuals, trusts, estates, charitable organizations,
corporations and other business entities.

Our minimum account opening balance is $500,000, which may be negotiable based upon certain
circumstances.

JM2 Capital                   ADV Part 2A                    March 2026                                   Page 7 of 20
                                                                           © 2010 – 2024 Red Oak Compliance Solutions LLC