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| Happy Holidays!! thanks for using AUM13F!! |
| Align Impact LLC
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| CRD # | 176516 |
| SEC # | 801-96173 |
| CIK # | |
| AUM | $782.3 M (2025-04-14) |
| Employees | 23 (83% Investors, 0% Brokers) |
| Phone | 805-243-8055 |
| Address | 1001 Bannock St Denver, CO 80204 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Align Impact Fund III LP | [2023-03-25] | 26.1 | 26.1 |
| Other | Align Impact Fund II LP | [2019-03-15] | 10.0 | 15.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 31 | 531.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 30.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 14 | 176.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 8 | 44.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 139 | 782.3 |
| By Discretionary | ||
| Discretionary | 126 | 435.4 |
| Non-Discretionary | 13 | 346.9 |
| Total | 139 | 782.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.0 | |
| United States Persons | 762.2 | |
| Total | 139 | 782.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Brendan Lake | 120 | ||
| Adam Stern | 113 | ||
| Hummayun Javed | 1 | ||
| PPB AIF III MGT LLC | 1 | ||
| Align Impact LLC | 1 |
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|---|---|---|
|
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|
IL | 0.9 |
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BOK Financial Securities Inc
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OK | 0.8 |
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Avalan LLC
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CA | 0.5 |
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Diversifi Capital LLC
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CA | 0.5 |
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Endowment Wealth Management Inc
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WI | 0.4 |
|
Momentum Advisors LLC
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NY | 0.4 |
|
Thrive Capital Management LLC
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PA | 0.4 |
|
Emerson Equity LLC
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CA | 0.3 |
|
Helium Advisors LLC
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WA | 0.3 |
|
WindRock Wealth Management LLC
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|
IL | 0.3 |