|
⚲
|
| Align Impact LLC
✚
|
|
|---|---|
| CRD # | 176516 |
| SEC # | 801-96173 |
| CIK # | |
| AUM | $511.9 MM (2023-03-25) |
| Employees | 20 (90% Investors, 0% Brokers) |
| Phone | 805-243-8055 |
| Address | 429 Santa Monica Blvd 500 Santa Monica, CA 90401 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Align Impact Fund III LP | [2023-03-25] | 0.0 | 11.7 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 33 | 358.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 32.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 21 | 121.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 58 | 511.9 |
| By Discretionary | ||
| Discretionary | 58 | 511.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 58 | 511.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 511.9 | |
| Total | 58 | 511.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Brendan Lake | 80 | ||
| Align Impact LLC | 1 | ||
| PPB AIF III MGT LLC | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Northeast Financial Group Inc
✚
|
PA | 0.8 |
|
BOK Financial Securities Inc
✚
|
OK | 0.7 |
|
WindRock Wealth Management LLC
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|
IL | 0.3 |
|
Momentum Advisors LLC
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|
NY | 0.3 |
|
Endowment Wealth Management Inc
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|
WI | 0.3 |
|
Sage Advisors LLC
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|
WA | 0.3 |
|
Private Capital Management Inc
✚
|
CA | 0.2 |
|
Uwharrie Investment Advisors Inc
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|
NC | 0.2 |
|
Emerson Equity LLC
✚
|
CA | 0.2 |
|
OceanIQ Capital LLC
✚
|
CA | 0.1 |