Allos Investment Advisors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for investment management
services. Each Client shall sign an Investment Management Agreement that details the responsibilities of Allos and
the Client.

A. Fees for Advisory Services

Investment Management Fees are paid quarterly, in advance of each calendar quarter based on the market value of
assets under management at the end of the preceding quarter. Investment Management Fees in the first quarter of
service are prorated from the inception date of the account to the end of the first quarter. Investment Management
Fees are charged based on the following schedule.

                  Assets Under Management                    Annual Rate (%)
                 Up to $25,000                                   1.90%
                 $25,000 to $99,999                              1.50%
                 $100,000 to $249,999                            1.35%
                 $250,000 to $499,999                            1.25%
                 $500,000 to $749,999                            1.15%
                 $750,000 to $999,999                            1.05%
                 $1,000,000 to $1,999,999                        1.00%
                 $2,000,000 to $3,999,999                        0.75%
                 $4,000,000 to $5,999,999                        0.60%
                 $6,000,000 and over                             0.40%

Investment Management Fees may be reduced or waived for directors, officers, and employees of Allos at the sole
discretion of the Advisor. Investment Management Fees may be negotiated by Allos at its sole discretion. All
securities held in a portfolio managed by Allos will be independently valued by the Custodian. Allos will not have
the authority or responsibility to value portfolio securities.

B. Fees for Financial Planning Services

Allos+ Financial Planning is a subscription available to any Client who chooses to engage Allos to provide such
services. The subscription fee is $150 per month ($1800 per year) for financial planning services. The agreement
shall automatically renew annually.

C. Fee Billing

Investment Management Fees will be automatically deducted from the Client Account by the Custodian. The
Advisor shall send a quarterly invoice to the Custodian indicating the amount of the fees to be deducted from the
Client Account. The amount due is calculated by applying the annual rate in the table above to the total assets
under management with Allos at the end of each quarter.

C. Fee Billing – continued

Each billing will be for a single quarter, paid in advance of the quarter. Clients will receive independent statements
from the Custodian no less frequently than quarterly. It is the responsibility of the Client to verify the accuracy of
these fees as listed on the Custodian’s brokerage statement as the Custodian does not assume this responsibility.

D. Other Fees and Expenses

                                                Allos Investment Advisors, LLC
                                     12980 Foster Street, Suite 160, Overland Park, KS 66213
                            Phone: (913) 948-7788 * Fax: (877) 860-9313 * www.AllosAdvisors.com

Charles Schwab & Co., Inc. (“Schwab”), does not charge transaction fees for U.S. listed equities and exchange
traded funds.

Clients may incur certain fees or charges imposed by third-parties, other than Allos, in connection with investments
made on behalf of the Client’s account[s]. The Client is responsible for all custodial and securities execution fees
charged by the Custodian and executing broker-dealer. The Investment Management Fee charged by Allos is
separate and distinct from these Custodian and execution fees. In addition, all fees paid to Allos for Investment
Management Services are separate and distinct from the expenses charged by mutual funds and exchange-traded
funds to their shareholders. These fees and expenses are described in each fund’s prospectus. These fees and
expenses will generally be used to pay management fees for the funds, other fund expenses, account administration
(e.g., custody, brokerage and account reporting), and a possible distribution fee. A Client may be able to invest in
certain investments, without the services of Allos, but would not receive access to Advisor and Institutional shares
classes.

The Client also would not receive the services provided by Allos which are designed, among other things, to assist
the Client in determining which products or services are most appropriate to each Client’s financial condition and
objectives. Accordingly, the Client should review both the fees charged by the fund(s) and the fees charged by
Allos to fully understand the total fees to be paid.

E. Advance Payment of Fees and Termination

As noted above, Allos is compensated for its services in advance of each quarter for investment management
services to be provided. Clients may request to terminate their Investment Management Agreement with Allos, in
whole or in part, by providing thirty (30) days advance written notice. The Client shall be responsible for
Investment Management Fees up to and including the effective date of termination. The Client’s Investment
Management Agreement with the Advisor is non-transferable without Client’s written approval.

Financial Planning subscriptions are due and payable on an annual basis, but may be broken down into monthly
payments for the convenience of the Client. The client may terminate financial planning services by providing 30
days written notice. Any unpaid financial planning fees for the current 12-month subscription period will be due
and payable at that time.

F. Compensation for Sales of Securities

Allos does not receive commissions or any compensation for transactions in any Client account. As a fee-only
Advisor, Allos is paid only on the advice and investment management provided to Clients based on the assets
...

Item 7 – Types of Clients

Allos provides investment management services primarily to individuals, high net worth individuals and trusts.
Allos does not impose a minimum account fee. Allos provides customized services to meet the unique needs of
each Client.

                                               Allos Investment Advisors, LLC
                                    12980 Foster Street, Suite 160, Overland Park, KS 66213
                           Phone: (913) 948-7788 * Fax: (877) 860-9313 * www.AllosAdvisors.com