Leslie Gale Advisors LLC

Item 5 Fees and Compensation

Leslie Gale Advisors is compensated based upon the value of each portfolio. Actively managed
accounts are charged 1% per year of assets on a quarterly basis. Passively managed portfolios
are charges ½ of 1% or 50bps per year of assets on a quarterly basis.

Fees are calculated in arrears, using the quarterly average total value of each portfolio based on
the balance on the last day of each month. In addition, rounding to the nearest dollar is
calculated.

The above fees represent compensation for work performed during the prior quarter. Fees are
deducted from each client’s account on the day following the end of each quarter. If clients
prefer, fees can be invoiced and paid by check. Such requests must be in writing.

Other fees may be incurred including but not limited to Custody fees, transaction fees, brokerage
fees, management fees charged by mutual funds or exchange traded funds or notes. These fees
are disclosed in each investment’s prospectus. For additional information on Brokerage, please
see section 12 on page 13 of this document.

Leslie Gale Advisors, LLC and its partners and employees, do not receive any compensation
from the sale of securities or other investment products.

Item 7     Types of Clients

Leslie Gale Advisors offers investment management services to individuals who are United
States citizens. Account types include Individual accounts, IRA’s, SEP’s, SIMPLE’s and Trusts.

There is no minimum account size, however, Leslie Gale Advisors may at its sole discretion,
resign from or not accept clients if there appears a conflict or lack of suitability.