Alpha Capital Advisors Inc

Item 5 – Fees and Compensation

Our standard advisory fees are as follows.

A. Fees Charged

    1. Asset Management Services

    For its asset management services, the Firm charges an ongoing asset-based fee up to 1.25%, annually.
    Fees are calculated and charged quarterly, in advance, based on the value of the assets in the account
    at the beginning of each quarter determined by the custodian of the assets. If a client’s assets are
    invested in mutual funds or exchange traded funds, the Firm’s fees are in addition to the fees charged
    by the managers of the funds (see Subsection C, below).

    2. Financial Planning

    For developing financial plans, the Firm charges an hourly rate of $200.00. For clients that have assets
    under management with the Firm, the Firm may waive separate fees for financial plans, unless the
    plans are very complex and require a significant amount of time to develop. All fees for financial
    planning must be discussed and agreed upon in advance and must be documented in a written
    financial planning agreement before any work is started.

B. Payment of Fees

    1. Asset Management Fees

    Eagle Financial requires that its asset management fees be paid quarterly, in advance. The Firm allows
    clients the option of having their fees deducted by the custodian from the assets in their account held
    with the custodian or being billed by the Firm for the fees. Clients are required to pay their billed fees
    within 30 days of the date of the invoice. Clients who do not pay their fees on time may be required
    to change their billing arrangement to have their fees deducted by the custodian as provided in Item
    15.

    2. Financial Plans

    As noted above, all fees for financial plans must be agreed upon by the client and the Firm and
    documented in a written client agreement before any work is started. The lesser of $500 or one-half
    of the total planning fee will be payable when the written agreement is signed. The balance of the
    planning fee will be due and payable immediately upon presentation of the completed written Plan.

   3. Advance Payments

   No fee over $1,200 is ever required from clients more than six months in advance. The Firm shall
   refund all fees that are unearned or unapplied at the time services have been completed or
   terminated, within thirty days following the notice of termination of services.

C. Other Types of Fees and Expenses

   1. Investments in Funds and Model Portfolios

   Clients investing in securities of investment companies, such as exchange-traded funds (ETF’s), or
   mutual funds should be aware that the advisers of those funds charge management and
   administration fees to their investors. Those fees are charged proportionately among investors in the
   funds and those fees are in addition to the fees charged by Eagle Financial.

   2. Custody

   Assets being managed by Eagle Financial must be held in an account with a qualified custodian. Clients
   are responsible for payment of any fees charged by the custodian for its services. Eagle Financial does
   not serve as a custodian for client assets; however, the ability to have its fees deducted from client
   accounts is considered having custody of the assets by regulators (see Item 15).

   3.   Solicitor Arrangements

   Eagle Financial does not use solicitors to obtain clients and does not pay any third party for referring
   clients to the Firm.

   4. Negotiability

   Eagle Financial documents all of its services with a written agreement that describes the services to
   be provided and the fees to be charged for those services. All fees are agreed upon before starting
   any work for a client. Most fees are negotiable depending on the type of services, the type of client
   and the specific services to be provided. Fees may also be negotiable based on factors such as the
   length of time the Firm has been managing the assets for the client; clients that do not require extra
   services or frequent meetings; the nonprofit or charity status of a client; the percentage of client
   holdings in fixed income assets; and/or the number of related accounts under management. Under
   no circumstances, will the Firm charge fees greater than the fees described in this Brochure.

D. Advance Payment of Fees

As described above, the Firm charges its fees for asset management services quarterly in advance and it
requests partial payment for financial plans in advance. In no event does the Firm charge fees of more
than $1,200, more than six months in advance. The Firm will refund any fees a client has paid in advance
if the agreement between the client and the Firm is terminated before the services have been completed.
The Firm will prorate any fees paid in advance based on the amount of services actually provided and will
refund the balance due to the client within 30 days following termination.

Item 7 – Types of Clients

We provide advisory services to individuals, corporations, charitable organizations, pension plans and
other business entities. The Firm does not have a minimum account size requirement. The Firm does not
provide advice to private funds or mutual funds.