Jefferson Bridge Capital LLC

Item 5 – Fees and Compensation

Adviser charges fees for investment management services that are based on a percentage of assets under
management. For accounts that are charged based on a percentage of assets under management, these
accounts are billed quarterly in advance and calculated based on the reconciled, gross market value of the
account as of the end of the previous calendar quarter. The Adviser’s investment management fee schedule
ranges from 0.35% to 1.00% of the market value of the account, depending upon the assets under
management and investment mandate for that individual client. Clients are responsible for any
commissions or transaction costs charged by the custodian in association with implementing and
maintaining this strategy.

Fees for Retirement Plans are 0.30% of the value of the account. The fee may be negotiated by Adviser and
the client and will be based on a variety of factors including: number of participants, location of participants,
size of plan assets, complexity of the Client’s situation, portfolio restrictions and reporting requirements,
among other factors.
Financial planning services for an existing management client, are included in the advisory fee described
above.

Adviser may negotiate the fee charged in certain circumstances, such as the account having a substantially
larger than average value or other factors impacting the relationship of the account. Adviser reserves the
right to waive fees for family members and employees or decline services to any person for any reason. In
all cases, Adviser discloses the fee charged prior to services being provided and includes the fee schedule
in the client’s investment management agreement.

For accounts opened mid-billing period, fees are prorated based on the number of days’ services are
provided during the initial billing period.

Deduction of Fees

Client fees will be deducted from their account. Clients are required to provide the custodian with written
authorization to deduct the fees from the account and pay the fees to Adviser. Adviser provides the
custodian with a fee notification statement.

The custodian will send account statements to clients at least quarterly showing all disbursements from
the account, including advisory fees. Clients should review account statements received from their account
custodian and verify that appropriate advisory fees are being deducted.

                                                                                               Disclosure Brochure

Other Non-Advisory Fees

Our advisory fees are exclusive of custody charges, brokerage commissions, transaction fees, wire transfer
fees, and other costs and expenses that may be charged by service providers unrelated to Jefferson Bridge.
Please see Item 12 of this disclosure document for more information on Jefferson Bridge’s brokerage
practices. Clients are billed for services from other service providers separately from Jefferson Bridge and
these amounts are reported separately from Jefferson Bridge’s fees.

All fees paid to Jefferson Bridge for investment advisory services are separate and distinct from the fees
and expenses charged by mutual funds and/or ETFs to their shareholders. These fees and expenses are
described in each fund's prospectus. These fees will generally include a management fee, other fund
expenses, and a possible distribution fee. If the fund also imposes sales charges, a client may pay an initial
or deferred sales charge. A client could invest in a mutual fund directly, without our services. In that case,
the client would not receive the services provided by our firm which are designed, among other things, to
assist the client in determining which mutual fund or funds are most appropriate to each client's financial
condition and objectives. Accordingly, the client should review both the fees charged by the funds and our
fees to fully understand the total amount of fees to be paid by the client and to thereby evaluate the
advisory services being provided.

Adviser may assist the client in establishing a managed account(s) through a qualified custodian. Clients
can direct Adviser to use a specific custodian or can allow Adviser to recommend a custodian based on
currently established relationships. When clients direct the use of a particular custodian, Adviser may not
be able to obtain the best prices and execution for the transaction. Clients who direct the use of a particular
custodian may receive less favorable prices than would otherwise be the case than if they had not
designated a particular custodian. Further, clients directing the use of a particular custodian may not be
able to participate in aggregate trades (i.e., block trades) and directed trades may be placed by Adviser
after effecting non-directed trades. Please refer to Item 12, Brokerage Practices, for additional discussion
on selection of client custodians.

Additional Compensation

We do not receive any compensation other than the fees described in this Disclosure Brochure.

Termination of Advisory Services

Either party may terminate the agreement for services at any time by providing 30 days’ written notice to
the other party. Termination is effective upon receipt of the notice. If services are terminated, fees are
prorated based on the number of days that services are provided prior to receipt of notice of termination
and a prorated amount is rebated to the client. Fees are billed in advance and calculated based on the fair
market value of the client’s account as of the last business day of the previous calendar quarter. Adviser
provides a detailed billing statement to client upon termination.

Item 7 – Types of Clients

Adviser generally provides investment advice on a discretionary basis to institutional investors, primarily
non-profits and individuals, including high net worth individuals.

Minimum Investment Amounts Required

Adviser does not have a minimum investment amount for clients.