Core Alpha Inc

Item 5 – Fees and Compensation

Core Alpha Inc. follows the below Progressive Fee Schedule :

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          Progressive Fee Schedule                    Annualized Fee

               $0 to $399,999                              1.00%

            $400,000 to $699,999                           0.75%

              $700,000 and up                              0.50%

All fees will be deducted quarterly from accounts in advance.

WRAP FEE PROGRAM

A wrap fee program is an investment program where the investor pays one stated fee that includes management
fees, transactions costs, fund expenses, and other administrative fees. Core Alpha does not sponsor or act as the
portfolio manager of a wrap fee program. When using the platform and advisory services provided by SEI,
clients will be participating in a wrap fee program. Please see SEI’s wrap fee brochure for further information
and fees.

NON-WRAP FEE CLIENT ACCOUNTS

Investors with multiple accounts will be charged on the combined value of all accounts. Fees will be charged on
a quarterly basis. Fees are paid in advance. The fee may be deducted out of the portfolio, paid by check, or from
another account. Fees may be negotiable based on client situations. The client may cancel the advisory
agreement at any time. Final fees and payment will be memorialized in the client agreement. Cancellation must
be made in writing with instructions leaving current investment allocation or a 100% money market position.
The remaining prepaid fees will be returned to the client on a prorated basis by request. Prorated is defined as
refunding the portion of the fee during which the account was not under management. All relationships before
12/31/2017 will continue with a flat fee rate.

For accounts held away through participant account management (Pontera), 0.25% of the fee will be paid to
Pontera. These fees will be paid to Core Alpha, and Core Alpha will compensate Pontera directly.

ESTATE PLANNING

The fees for estate planning will be determined based on the complexity of the planning services needed.

Trust-Based Plan - $1,325 includes print, bind, tab, and dispatch mobile notary with witnesses.

Deed Transfer Service (Optional for Trust-Based Plans) $550 flat fee per property in New York. Please ask for
quotes for other states. Core Alpha does not receive any payment or compensation if the client chooses this
option.

Business Assignments (Optional for Trust-Based Plans) $100 per business. Core Alpha does not receive any
payment or compensation if the client chooses this option.

Will-Based Plan - $925 includes print, bind, tab, and dispatch mobile notary with witnesses.
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Attorney Support - Optional

EncorEstate Plans offers an Attorney Review letter and phone call directly to the client, as an option for
approximately $500. Core Alpha does not receive any payment or compensation if the client chooses this
option.

The fees may be negotiable in certain cases, will be agreed to at the start of the engagement, and are due at the
end of the engagement. Clients are not required to utilize any third-party products or services that we may
recommend, and they can receive similar services from other professionals at a similar or lower cost.

Advyzon
Advyzon Personalized Index Engine
When we use the Personalized Index Engine in the management of your account, AIM receives an additional
fee of up to 0.30% of the assets under management in your account. The fee is based on the average daily value
of the investments in your account and is paid quarterly in arrears. This fee is in addition to any investment
management fee charged by us.

Sphere Manager-Sponsored Models
Each Sphere model includes the proprietary products of the Manager that sponsors the model. As a result, the
Manager does not charge a strategist fee but instead receives income from assets invested in their models. The
proprietary products may have higher expense ratios than comparable funds; as a result, your overall costs may
be higher than if another model was used. AIM receives a fee from the Manager for assets placed in each
Sphere model. AIM dose not charge clients a platform fee.

Client Responsibility for Third-Party Fees

Clients are responsible for the payment of all third-party fees (i.e., custodian fees, commissions, brokerage fees,
mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and expenses charged
by Core Alpha. Please see Item 12 of this brochure regarding broker-dealer/custodian.

Item 7 – Types of Clients

Core Alpha Inc. provides investment advice to individuals, trusts, and small businesses. The firm generally has
a $25,000 minimum account size to open a CORE portfolio and $2,000 minimum account size to open an
Explorer portfolio and SEI portfolios. Account minimums may be lowered based on the situation of the client.

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