|
⚲
|
| Alpha Wealth Management and Planning LLC
✚
| |
|---|---|
| CRD # | 163917 |
| SEC # | 801-108554 |
| CIK # | |
| AUM | $302.5 MM (2024-03-27) |
| Employees | 8 (62% Investors, 75% Brokers) |
| Phone | 415-506-4569 |
| Address | 350 Ignacio Blvd Novato, CA 94949 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 501 | 101.1 |
| (b) Individuals (high net worth individuals) | 234 | 189.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 8.8 |
| (h) Charitable organizations | 1 | 3.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,332 | 302.5 |
| By Discretionary | ||
| Discretionary | 1,331 | 295.3 |
| Non-Discretionary | 1 | 7.3 |
| Total | 1,332 | 302.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 302.5 | |
| Total | 1,332 | 302.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Global Assets Advisory LLC
✚
|
FL | 0.3 |
|
Southbridge Advisors LLC
✚
|
GA | 0.3 |
|
IF Advisors LLC
✚
|
TX | 0.3 |
|
Prudent Street Financial Advisors LLC
✚
|
TN | 0.3 |
|
The David J Yvars Group Inc
✚
|
FL | 0.3 |
|
Financial Decisions LLC
✚
|
NY | 0.3 |
|
Stone Oak Wealth Management LLC
✚
|
TX | 0.3 |
|
Crown Wealth Group LLC
✚
|
NC | 0.3 |
|
LGT Financial Advisors LLC
✚
|
TX | 0.3 |
|
Blueprint Investing LLC
✚
|
CA | 0.3 |