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| Keyboard |
| Alpha Wealth Management and Planning LLC
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|---|---|
| CRD # | 163917 |
| SEC # | 801-108554 |
| CIK # | |
| AUM | 319.6 M (2026-03-26) |
| Employees | 8 (62% Investors, 75% Brokers) |
| Phone | 415-506-4569 |
| Address | 350 Ignacio Blvd Novato, CA 94949 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 232 | 84.1 |
| (b) Individuals (high net worth individuals) | 241 | 216.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 12.4 |
| (h) Charitable organizations | 1 | 5.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,417 | 319.6 |
| By Discretionary | ||
| Discretionary | 1,416 | 309.5 |
| Non-Discretionary | 1 | 10.1 |
| Total | 1,417 | 319.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 319.6 | |
| Total | 1,417 | 319.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Elevate Wealth Management LLC
✚
|
WY | 320.3 M |
|
Alhambra Investment Management LLC
✚
|
FL | 320.2 M |
|
Sawyer & Co Inc
✚
|
MA | 320.1 M |
|
Vista Finance LLC
✚
|
MO | 320.0 M |
|
Secura Financial LLC
✚
|
CA | 319.9 M |
|
Lantern Wealth Advisors LLC
✚
|
NY | 319.9 M |
|
Optivest Inc
✚
|
CA | 319.4 M |
|
Promontory Financial Planning LLC
✚
|
UT | 319.0 M |
|
Antoine Williams & Associates Wealth Management LLC
✚
|
VT | 318.9 M |
|
Breen Wealth Management LLC
✚
|
CA | 318.8 M |