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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Alpha Wealth Management and Planning LLC
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|---|---|
| CRD # | 163917 |
| SEC # | 801-108554 |
| CIK # | |
| AUM | $355.9 M (2025-07-17) |
| Employees | 8 (62% Investors, 75% Brokers) |
| Phone | 415-506-4569 |
| Address | 350 Ignacio Blvd Novato, CA 94949 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 540 | 110.2 |
| (b) Individuals (high net worth individuals) | 295 | 229.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 10.1 |
| (h) Charitable organizations | 1 | 5.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,411 | 355.9 |
| By Discretionary | ||
| Discretionary | 1,410 | 347.7 |
| Non-Discretionary | 1 | 8.2 |
| Total | 1,411 | 355.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 355.9 | |
| Total | 1,411 | 355.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Marin Wealth Advisors LLC
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|
CA | 0.4 |
|
Naples Wealth Planning LLC
✚
|
FL | 0.4 |
|
Avisen Advisors LLC
✚
|
CA | 0.4 |
|
Momentous Wealth Management Inc
✚
|
WA | 0.4 |
|
Bellevue Asset Management LLC
✚
|
WA | 0.4 |
|
Proquility Private Wealth Partners LLC
✚
|
0.4 | |
|
Hillcrest Wealth Advisors - NY LLC
✚
|
NJ | 0.4 |
|
Paskin & Berler Capital Advisors LLC
✚
|
0.4 | |
|
Paragon Private Wealth Management LLC
✚
|
KY | 0.4 |
|
Core Wealth Partners LLC
✚
|
CA | 0.4 |