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| Amplify Investments LLC
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| CRD # | 173781 |
| SEC # | 801-80692 |
| CIK # | 0001780617, 0001632494 |
| AUM | 17.70 B (2026-03-27) |
| Employees | 42 (12% Investors, 69% Brokers) |
| Fees | |
| Minimum | |
| Phone | 630-487-2530 |
| Address | 3333 Warrenville Road Lisle, IL 60532 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] [Instagram] |
| Total AUM ($B) |
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| Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure] |
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ITEM 5 - FEES AND COMPENSATION Information is provided below regarding the fees paid to Amplify in exchange for the advisory services it provides. Amplify receives monthly fees from each Fund. Amplify's fees are calculated as stipulated in the applicable Fund's prospectus and are exclusive of brokerage commissions, transaction fees, and other related costs and expenses which are incurred by the Fund either directly or indirectly through the Fund's net asset value (“NAV”) or expenses. Amplify’s fees will vary depending on various factors, including the strategy utilized in the applicable Fund’s investment program. The fees and compensation associated with Amplify’s investment advisory services include unitary fees and management fees which are detailed below. UNITARY FEES Certain Funds within the Amplify ETF Trust pays a unitary fee based on the daily net asset value of each Fund and is deducted from the respective Fund’s assets monthly in arrears. Out of the unitary fee, Amplify pays substantially all operating expenses of the Fund, including the cost of transfer agency, custody, fund administration, legal, audit and other services. Amplify is responsible for compensating Subadvisers, if any, for advisory services. Each Fund's prospectus sets forth the applicable unitary fee, which generally ranges from 0.20% to 0.75% annually, and is described in the respective Fund’s prospectus. Each Fund subject to the unitary fee structure will bear certain transaction related fees and other expenses, such as taxes, brokerage fees, acquired fund fees, commissions and other transaction expenses, interest, and any extraordinary expenses (such as litigation and indemnification expenses). Under the unitary fee arrangement, Amplify, and not the Funds, would benefit from any price decreases in third-party services, including decreases resulting from an increase in net assets, to the extent such third-party services are included in the unitary fee structure. MANAGEMENT FEES Certain Funds pay a management fee to compensate Amplify for the services it provides. The management fee is based on the daily NAV of the Fund and is deducted from the Fund’s assets monthly in arrears. The management fee is negotiated with, and subject to approval by, the Trust’s Board. Each Fund's prospectus sets forth the applicable management fee, which generally ranges from 0.20% to 0.75% annually, and is described in the respective Fund’s prospectus. Unlike Funds subject to unitary fee arrangements, Funds subject to a management fee arrangement are responsible for their own direct expenses (such as transfer agency, custody, fund administration, legal, audit and other services). Each Pool pays a management fee that is calculated daily and paid monthly, which generally ranges from 0.15% (with a minimum fee of $125,000) to 0.30% (with a minimum fee of $50,000) annually and is described in the respective Pool’s prospectus. In addition, each Pool also pays Amplify for wholesale support services at an annual rate of $15,000 - $25,000 plus 0.12% - 0.15% of the Pool’s average daily net assets, payable monthly. MODEL PORTFOLIO SERVICES Amplify does not charge a separate fee for Model Portfolios consisting of Amplify-sponsored ETFs. Amplify earns a management fee from any Amplify-sponsored ETFs included in such models, as described in each respective ETF’s prospectus. For certain stock-selection models, Amplify receives an asset-based fee, as specified in the applicable client agreement. Model Platform Sponsors may charge their users a fee in exchange for access to the Model Portfolios (the “Platform Provider Fee”). Amplify, in its sole discretion, may determine to pay the Platform Provider Fee which is otherwise passed on to the Platform Provider’s clients. Amplify indirectly receives compensation in exchange for the Model Portfolios to the extent the Model Portfolios induce additional investment in the underlying Amplify-sponsored ETFs, and thus, increase the compensation received from the Amplify-sponsored ETFs. Third-Party Advisers and Model Platform Sponsors may charge or pass on additional fees and expenses to their underlying clients, including, but not limited to, transaction fees, custodial fees, subscription fees, and management fees. Such Third-Party Advisers, Model Platform Sponsors, and/or their underlying clients are responsible for considering and paying additional fees and expenses. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure] |
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ITEM 7 - TYPES OF CLIENTS We provide discretionary advisory services to registered investment companies and other pooled investment vehicles. We also provide non-discretionary Model Portfolios to registered investment advisers, financial institutions, and third-party platforms. These clients are more fully described above under “Advisory Business”. |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 6.3 | ||
| Apple Inc | 4.4 | ||
| Microsoft Corp | 3.6 | ||
| Alphabet Inc | 2.5 | ||
| MicroStrategy Inc | 2.4 | ||
| Tesla Motors Inc | 2.3 | ||
| Amazon Com Inc | 1.9 | ||
| J P Morgan Chase & Co | 1.7 | ||
| Broadcom Inc | 1.5 | ||
| Chevron Corp | 1.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 37 | 16.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 42 | 17.7 |
| By Discretionary | ||
| Discretionary | 39 | 16.9 |
| Non-Discretionary | 3 | 0.8 |
| Total | 42 | 17.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 16.9 | |
| Total | 42 | 17.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001632494] | |
| 13F-NT | [0001632494] | |
| SC 13G | [0001632494] | |
| D | [0001780617] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Amplify Investments LLC | Bed Bath & Beyond Inc | [2026-05-05] |
| Firm Profile (Form ADV) | |
|---|---|
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