Argo Wealth Advisory LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly in advance pursuant to the terms of the wealth management agreement.
Wealth management fees are based on the market value of assets under management at the end of the prior quarter.
Wealth management fees are based on the following schedule:

                              Assets Under Management ($)                 Annual Rate (%)
                                       Up to $499,999                           1.25%
                                    $500,000 to $999,999                        1.00%
                                  $1,000,000 to $2,499,999                      0.85%
                                  $2,500,000 to $4,999,999                      0.75%
                                  $5,000,000 to $9,999,999                      0.65%
                                    $10,000,000 and over                        0.50%

                                                  Argo Wealth Advisory, LLC
                                   1765 Greensboro Station Place, Suite 900, Mclean, VA 22102
                                Phone: 703-914-3830 | Website: https://www.argowealthadvisory.com

The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Argo Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.
Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its wealth management fee as described above. Independent
Managers typically do not offer any fee discounts but may have a breakpoint schedule which will reduce the fee with an
increased level of assets placed under management with an Independent Manager. The Advisor will allocate a portion
of the advisory fee collected to the Independent Manager pursuant to the terms of the executed agreement between
the Advisor and the Independent Manager. If the Client is required to authorize and enter into an investment advisory
agreement with an Independent Manager then the terms of such fee arrangements are included in the Independent
Manager’s disclosure brochure and applicable contract[s] with the Independent Manager. The total blended fee,
including the Advisor’s fee and the Independent Manager’s fee, will not exceed 2.00% annually.

For Client accounts implemented through an Independent Manager, the Client’s overall fees may include Argo
Wealth’s wealth management fee (as noted above) plus investment management fees and/or platform fees charged
by the Independent Manager[s], as applicable. In certain instances, the Independent Manager or the Advisor may
assume responsibility for calculating the Client’s fees and deduct all fees from the Client’s account[s].

Financial Planning Services
Argo Wealth offers financial planning services at part of its overall wealth management services and fees. The Advisor
also offers standalone financial planning for a fixed engagement fee ranging from $500 to $50,000 per engagement.
Fees may be negotiable based on the nature and complexity of the services to be provided and the overall relationship
with the Advisor. An estimate for total costs will be determined prior to engaging for these services.

Retirement Plan Advisory Services
Retirement plan advisory fees are charged an annual asset-based fee of up to 1.00%. Fees may be billed quarterly
in arrears pursuant to the terms of the retirement plan advisory agreement. Retirement plan fees are based on the
market value of assets under management at the end of the quarter. Fees may be negotiable depending on the size
and complexity of the Plan but shall not exceed the fee range stated above.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the quarterly
rate (annual rate divided by 4) to the total assets under management with Argo Wealth at the end of the prior quarter.
Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the wealth
management fee. Clients are urged to also review and compare the statement provided by the Advisor to the brokerage
statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide written
authorization permitting advisory fees to be deducted by Argo Wealth to be paid directly from their account[s] held by
the Custodian as part of the wealth management agreement and separate account forms provided by the Custodian.

Financial Planning Services
...

Item 7 – Types of Clients

Argo Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses,
and retirement plans. Argo Wealth generally does not impose a minimum relationship size.