Certis Capital Management Inc

ITEM 5: FEES AND COMPENSATION
For the above services, we are paid an asset-based fee of 1.00% per year for the recommendation and monitoring
of the third party advisors and for financial planning services. This fee is paid to Certis in quarterly installments at
the beginning of each quarter and is based on the value of the assets as of the last day of the previous quarter. We
do not receive compensation from the TPAs.

A client’s agreement with Certis may be canceled at any time by providing 30 days written notice. In the event the
client terminates at a time other than quarter end, we will pro-rate the fees to the date of termination and provide a
refund of any prepaid, unearned fees.

We believe the fees mentioned above are competitive; however clients may be able to obtain similar services from
other sources at a lower price.

ITEM 7: TYPES OF CLIENTS
Our clients are typically individuals and high net-worth families. Certis typically works with relationships of $20
mm and above. Regardless of account size, our advice will be tailored to the client’s individual needs. In general,
we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right
to terminate your Account if it falls below a minimum size.