Arlington Securities Inc

Item 5: Fees and Compensation

For Advisory Services, ASI charges clients a percentage of assets held under management in advisory
types of accounts. This does not include any Broker Dealer accounts advisory clients may hold through
ASI.

The majority of clients have their advisory fees deducted directly from the advisory account, but ASI
would allow clients to be billed directly if a client made that request. The charges are applied in arears
and are based on the month-end value of the account. One-Twelfth of the agreed upon annual advisory
fee percentage is charged each month per account.

ASI does not charge advisory clients any additional fees or expenses in addition to the agreed upon
advisory fee. Certain investments held (i.e. ETFs, Mutual Funds, etc.) may have internal expenses, but
these are not paid to ASI. Any transaction costs or custodian-related expense incurred in an advisory
account will be absorbed by ASI.

Fees are negotiable. No fees are collected in advance by ASI.

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ASI is dually registered as an investment advisor and broker/dealer. ASI has Investment Advisory
Representatives that may also act in the capacity of a Broker Dealer Registered Representative.
Registered Representatives and may receive commission-based compensation for the sale of investment
products or an asset-based fee. ASI Investment Advisory Representatives do not collect any type of asset-
based sales charges or service fees from the sale of mutual funds or other investment products in client
advisory accounts.

Clients are not obligated to purchase investment products recommended, or to purchase through our firm.

Advisory services similar to those offered by this advisor may be found elsewhere at lower rates.

Services and fees will continue until either party terminates the Agreement by written notice.

Item 7: Types of Clients and Account Minimums

ASI provides services primarily to individuals, trusts, estates, and business entities.

A minimum account size is not required to meet with a financial advisor.