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| Ascendant Financial Solutions Inc
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| |
|---|---|
| CRD # | 116771 |
| SEC # | 801-67175 |
| CIK # | 0001536230 |
| AUM | $295.0 MM (2024-02-26) |
| Employees | 10 (40% Investors, 50% Brokers) |
| Phone | 928-774-9598 |
| Address | 809 W Riordan Flagstaff, AZ 86001 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 187 | 77.5 |
| (b) Individuals (high net worth individuals) | 134 | 208.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6 | 6.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 3.2 |
| (n) Other | 0 | 0.0 |
| Total | 618 | 295.0 |
| By Discretionary | ||
| Discretionary | 618 | 295.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 618 | 295.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.7 | |
| United States Persons | 292.3 | |
| Total | 618 | 295.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Burns Matteson Capital Management LLC
✚
|
NY | 0.3 |
|
Regimen Wealth LLC
✚
|
GA | 0.3 |
|
Thomas Wright Asset Management Inc
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|
PR | 0.3 |
|
Envision Financial Transparency LLC
✚
|
NC | 0.3 |
|
CPR Investments Inc
✚
|
MI | 0.3 |
|
Platform Wealth Management LLC
✚
|
UT | 0.3 |
|
Alpha Financial Partners LLC
✚
|
KY | 0.3 |
|
Thayer Partners LLC
✚
|
PA | 0.3 |
|
Pflug Koory LLC
✚
|
NE | 0.3 |
|
FWG Holdings LLC
✚
|
FL | 0.3 |