Ascendor Wealth LLC

TYPES OF CLIENTS

Ascendor Wealth, LLC offers investment advisory services to individuals, trusts, estates,
charitable organizations, pension and profit sharing plans, banks or thrift institutions,
corporations, and other business entities.

Ascendor and/or SEI may impose a minimum account size, depending on the SEI
Program. However, in its sole discretion, Ascendor and/or SEI may waive the minimum
requirement. The Firm may allow accounts of members of the same household to be
aggregated for purposes of meeting the minimum account size. Ascendor may allow such
aggregation, for example, where the Firm services accounts on behalf of minor children
of current clients, individual and joint accounts for a spouse, and other types of related
accounts such as client owned entities.

Types of Investments
Ascendor offers advice on equities, corporate debt securities (bonds), CDs, municipal
securities, mutual funds, ETFs, government securities, promissory notes, LLC interests
and any type of investment held in a client’s portfolio at the inception of the advisory
relationship. In addition, Ascendor reserves the right to advise on any other type of
investment that it deems appropriate based on the client’s stated goals and objectives.

Methods of Analysis, Sources of Information and Investment Strategies
The Firm applies fundamental, technical, and cyclical analysis when performing a
security analysis of a client’s portfolio. Ascendor also relies on methodology and
strategies employed by the selected asset managers.

Ascendor uses sources of information such as financial newspapers and magazines,
corporate rating systems, annual reports, prospectuses, and filings with the Securities and
Exchange Commission.

Ascendor does not represent, warrant, or imply that the services or methods of analysis
employed by the Firm can or will predict future results, successfully identify market tops
or bottoms, or insulate clients from losses due to market corrections or declines. Investing
in securities involves risk of loss that clients should be prepared to bear. Clients
individually assessed risk tolerance, goals, and individual circumstances will determine
the techniques implemented in each individual case.

The Firm uses a variety of investment strategies when implementing advice given to
clients. This could include long term purchases (securities held at least a year), short term
purchases (securities sold within a year), trading (securities sold within 30 days) and
potential implementation of alternative strategies such as short sales, margin transactions,
hedges, and options through various money managers or mutual funds.