Ascension Capital Advisors Inc

Item 5 - Fees and Compensation
    A.
         Investment Management Services.
         ACA provides discretionary and non-discretionary investment management services on a fee
         basis. Investment management fees are payable in advance and calculated quarterly on the
         market value of the client’s Portfolio as of the last business day of the preceding calendar quarter.
         Partial quarters will be prorated. In the event of significant deposits to or withdrawals from the
         Portfolio during a calendar quarter, an adjustment will be made to the fees payable for the
         following calendar quarter to account for such deposits or withdrawals.1

                          Discretionary Assets under Management           Annual Fee
                                          (AUM)                           Percentage
                          On the first     $1,000,000                           1.00%
                          On the next      $2,000,000                           0.80%
                          On the next      $2,000,000                           0.65%
                          On the balance                                        0.50%

         ACA’s annual fee percentage for providing non-discretionary investment management services
         will be negotiated and agreed to by the parties and memorialized in the Investment Advisory

          Clients should consult their Investment Advisory Agreement for specific terms and conditions. ACA
         Investment Advisory Agreements executed prior to July 1, 2016, do not include this cash flow provision.

Agreement (Non-Discretionary).

ACA’s annual fee for providing investment management services will be determined based on
the market value for all the client’s family household Portfolios as of the last business day of the
preceding calendar quarter. To the extent that a client authorizes the use of margin, and margin
is thereafter employed by ACA in the management of the client’s Portfolio, the market value of
the client’s Portfolio and corresponding fee payable by the client to ACA will be increased.

   Private Placements.
       When providing non-discretionary consulting services related to the purchase and sale of
       interests in unaffiliated private placement offerings, ACA’s fee for investment
       supervisory services is described in the Investment Advisory Agreement. Base advisory
       fees are calculated quarterly in advance based on the market value of the private
       placement offerings as of the last business day of the preceding calendar quarter. Partial
       quarters will be prorated. One quarter of the annual fee will be payable on or after the
       seventh (7th) day after the commencement of each quarter. If the Agreement is
       terminated prior to the last day of a calendar quarter, a pro rata portion, based upon the
       days remaining in such quarter, of the quarter fee paid in advance will be refunded to
       Client. In the event of significant deposits to or withdrawals (amounts equal to $250,000
       or more) from the private placement offerings during a calendar quarter, an adjustment
       will be made to the fees payable for the following calendar quarter to account for such
       deposits or withdrawals.

       Client authorizes ACA to direct the third-party custodian holding the Client’s assets for
       the private placement offering, to deduct funds from the Client’s account to pay ACA’s
       base advisory fee for each calendar quarter. At the same time the deduction is made,
       ACA will deliver to Client (via client portal or by mail) an invoice showing (i) the
       amount of the total advisory fees due, (ii) the value of the private placement offering on
       which the fees are based (iii) and how the fees were calculated. Client acknowledges that
       the Custodian will not verify ACA’s fee calculation and that it is Client’s responsibility to
       review ACA’s bill to ensure that fees were calculated accurately.

        ACA’s fees do not include custodial fees, investment advisory or investment
        management fees charged by the investment advisor and/or management company to
        the private placement offering, carried interest, operating expenses, and/or other fund
        expenses not specifically listed here.

   Third-Party Money Managers.
       When a TPMM is used to manage all or a portion of a Client’s account, ACA’s standard
       fee schedule is as follows:

                           Assets under Management             Annual Fee
                                    (AUM)                      Percentage
                        $0 - $ 500,000                                1.00%
                        $ 500,001 - $1,500,000                        0.75%
                        $1,500,000 and up                             0.65%

       In addition to ACA’s investment advisory fee listed above, the Client will be separately
       charged by the TPMM. The annual fee percentages for TPMMs range from 0.12% -
       0.60% on the assets managed by the TPMM. The specific fee charged by a Sub-Advisor

           will be provided to the Client upon selection by ACA. The specific fee charged by a
           Separate Account Manager will be provided in the contract signed by the Client with
           the Separate Account Manager.

     Retirement Plan Consulting.
     ACA provides discretionary and offers non-discretionary retirement plan consulting services on
     a fee basis. Retirement plan consulting fees are billed quarterly in arrears based upon the market
     value of the assets on the last business day of the previous quarter. ACA’s annual fee shall be
     based upon a percentage (%) of the market value in the plan, the annual fees range from 0.15 to
     0.50%.

     Workshops and Educational Services.
     These services are offered on a fixed fee basis which can range from $250 to $2,000 depending
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Item 7 - Types of Clients
         Generally, ACA offers its services to individuals and high net worth individuals [including their
         trusts, estates, and retirement plans (401K plans and IRAs)], pension and profit-sharing plans,
         charitable organizations, as well as small business and corporate entities.

         ACA does not require an annual minimum fee or minimum asset level for investment
         management services. ACA, in its sole discretion, may reduce or waive its investment
         management fee based upon a variety of criteria including but not limited to anticipated future
         earning capacity, anticipated future additional assets, dollar amount of assets to be managed,
         related accounts, account composition, negotiations with client, etc.