|
⚲
|
| Associated Investment Services Inc
✚
|
|
|---|---|
| CRD # | 1464 |
| SEC # | 801-71639 |
| CIK # | 0000020502, 0002042811 |
| AUM | $1.2 B (2026-04-06) |
| Employees | 60 (45% Investors, 80% Brokers) |
| Phone | 800-595-7722 |
| Address | 433 Main Street Green Bay, WI 54301-5114 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,264 | 711.6 |
| (b) Individuals (high net worth individuals) | 577 | 452.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 1.7 |
| (i) State or municipal government entities | 0 | 1.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 1.5 |
| (n) Other | 0 | 0.0 |
| Total | 5,422 | 1,169.2 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 5,422 | 1,169.2 |
| Total | 5,422 | 1,169.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,169.2 | |
| Total | 5,422 | 1,169.2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Signet Financial Management LLC
✚
|
NJ | 1.2 |
|
Kearns & Associates LLC
✚
|
1.2 | |
|
Brand Asset Management Group Inc
✚
|
MO | 1.2 |
|
Wellington Shields Capital Management LLC
✚
|
NY | 1.2 |
|
Allegiant Wealth Advisors LLC
✚
|
OK | 1.2 |
|
Oarsman Capital Inc
✚
|
WI | 1.2 |
|
Baxter Brothers Inc
✚
|
CT | 1.2 |
|
L & S Advisors Inc
✚
|
CA | 1.2 |
|
Ameliora Wealth Management Ltd
✚
|
1.2 | |
|
JFG Wealth Management LLC
✚
|
CO | 1.2 |