Wellington Shields Capital Management LLC

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Assets, Funds, Holdings

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Wellington Shields Capital Management LLC
CRD #150529
SEC #801-70712
CIK #0001506071
AUM $981.2 MM (99% Disc, 96% US, 2020-07-02)
Employees 21 (62% Investors, 81% Brokers)
Phone212-320-3000
Address140 Broadway
New York, NY 10005
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($MM)
110088066044022002009201320172021
Sector Form 13F Holdings Cap ($MM) Value ($MM)
FLO 3,900.0 159.6
MSFT 747,660.0 26.4
AAPL 674,750.0 22.8
AMZN 733,590.0 16.1
MA 209,190.0 14.6
PSNL 14.6
EW 32,020.0 10.7
ILMN 41,780.0 10.6
FIS 33,580.0 8.4
TMO 90,090.0 8.2
View All
Holdings by Sector ($MM)
70056042028014002012201520182021
EDGAR Form CIK 2011 - 2021
13F-HR [0001506071]
Related Firms State AUM ($BB)
Wellington Management Company LLP
MA 1,229.6
Wellington Management International Limited
121.9
Wellington Alternative Investments LLC
MA 46.5
Wellington Management Japan PTE Ltd
26.0
Wellington Management Singapore PTE Ltd
25.0
Wellington Management Hong Kong Limited
10.3
Wellington Funds US LLC
MA 3.1
Wellington Shields Capital Management LLC
NY 1.0
Wellington Consulting Services Inc
VA 0.9
Wellington Shields & Co LLC
NY 0.3
Wellington-Altus USA Inc
0.0
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