Axxcess Wealth Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services
provided by the Advisor. Each Client engaging the Advisor for services described herein shall be
required to enter into one or more written agreements/a written agreement with the Advisor.

A. Fees for Advisory Services
Core Services: Wealth Management Services and Customized Portfolio Platform
Wealth management and Customized Portfolio Platform fees are paid either monthly or quarterly
(“Billing Period”), either in advance of or at the end of each calendar quarter (the “Billing Cycle”),
pursuant to the terms of the investment advisory agreement. Wealth management and Customized
Portfolio Platform fees are based on the market value of assets under management, including cash
and equivalents, at the beginning or end of the Billing Period. Wealth Management and Customized
Portfolio Platform fees range from 0.15% to 2.00% annually, and the Advisor has multiple tiered fee
schedules that fall within this range. Wealth management and Customized Portfolio Platform fees
are based on several factors, including the scope and complexity of the services to be provided, the
level of assets to be managed, and the overall relationship with the Advisor. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions, and other complexities
may be charged a higher fee.

The wealth management fee and Customized Portfolio Platform in the first Billing Period of service
are prorated from the inception date of the account[s] to the end of the Billing Period. Fees may be
negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the
aggregate assets under management with the Advisor. All securities held in accounts managed by
AWM will be independently valued by the Custodian. The Advisor will conduct periodic reviews of
the Custodian’s valuation to ensure accurate billing.

Clients may make additions to and withdrawals from their account[s] at any time. However,
reconciliations are performed during the next Billing Period to capture if, on any given day, assets
are deposited into or withdrawn from an account after the start of the Billing Period. An adjustment
will be made in the form of a credit or debit the following Billing Period to reflect the interim change
in portfolio value from the date of the deposit/withdrawal until the end of the Billing Period.

The Advisor’s fee is exclusive of and in addition to any applicable securities transaction and custody
fees and other related costs and expenses described in Item 5.C. below, which may be incurred by
the Client. However, the Advisor shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers – Sleeve Manager Strategy Services
Sleeve manager strategy services are paid either monthly or quarterly, either in advance of or at the
end of each calendar month or quarter, pursuant to the terms of the Client Services Agreement.
Sleeve manager strategy services are based on the market value of assets under management at

                                       Axxcess Wealth Management, LLC
                              6005 Hidden Valley Road, Suite 290, Carlsbad, CA 92011
                                   Phone: (858) 217-5347 | Fax: (443) 269-0458

                                            www.axxcesswealth.com

the end of the Billing Period. Sleeve manager strategy service fees range from 0.08% to 1.25%
annually based on several factors, including the scope and complexity of the services to be provided,
the level of assets to be managed, and the overall relationship with the Advisor. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions, and other complexities
may be charged a higher fee.

The sleeve manager strategy fee in the first Billing Period of service is prorated from the inception
date of the strategy[ies] to the end of the Billing Period. Fees may be negotiable at the sole discretion
of the Advisor. The Client’s fees will take into consideration the aggregate assets under management
with the Advisor. All securities held in accounts managed by AWM will be independently valued by
the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure
accurate billing.

The Advisor’s fee is exclusive of and in addition to any applicable securities transaction and custody
fees and other related costs and expenses described in Item 5.C. below, which may be incurred by
the Client. However, the Advisor shall not receive any portion of these commissions, fees, and costs.

Advisory Services: Financial Planning and Consulting Services
For Clients engaging AWM separately for project-based or ongoing services, AWM offers standalone
financial planning and consulting services either on an hourly basis or for a fixed engagement fee.
From time to time, AWM utilizes the services of Third-Party Estate Planning Providers (i.e.
Wealth.com, Trust and Will, etc.) for the provision of estate planning services in the context of AWM’s
financial planning and consulting services. Hourly fees for AWM services range from $100 to $500
per hour. Fixed fees are negotiable based on the nature and complexity of the services to be provided
and the overall relationship with the Advisor. Clients agree to pay all costs associated with Third-
Party Estate Planning Providers. An estimate for total hours and/or total costs, including costs
associated with Third-Party Estate Planning Providers, will be provided to the Client prior to
engaging for these services.

Corporate Services: Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based advisory fee of up to
2.00% and are billed at the end of or in advance of each calendar quarter, pursuant to the terms of
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Item 7 – Types of Clients

AWM offers investment advisory services to individuals, high-net-worth individuals, trusts, estates,
businesses, charitable organizations, retirement plans, other investment advisors, and
state/municipal government entities. AWM generally does not impose a minimum relationship size.