BA Schrock Wealth Management Inc

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional
details regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and B.A. Schrock
Wealth Management.

Fees for Investment Advisory Services

Fees charged for our comprehensive Asset Management Services are charged based on a percentage of
assets under management, billed in arrears (at the end of the billing period) on a monthly calendar basis
and calculated based on the fair market value of your account as of the last business day of the current
billing period. Both asset management options are billed under the same asset based fee schedule. Fees
are prorated (based on the number of days service is provided during the initial billing period) for your
account opened at any time other than the beginning of the billing period. If asset management services
are commenced in the middle of the billing period, then the prorated fee for that billing period will be billed
in arrears at the end of that billing period.

B.A. Schrock Wealth Management, Inc.               Page 9            Form ADV Part 2A Disclosure Brochure

The Asset Management Services continue in effect until terminated by either party (i.e., B.A. Schrock
Wealth Management or you) by providing written notice of termination to the other party. When fees are
billed in arrears, B.A. Schrock Wealth Management will prorate the final fee payment based on the
number of days services are provided during the final period. The amount of client assets on the
termination date will be used to determine the final fee payment.

Fees charged for our Asset Management Services are negotiable based on the type of client, the
complexity of the client's situation, the composition of the client's account (i.e., equities versus mutual
funds), the potential for additional account deposits, the relationship of the client with the investment
adviser representative, and the total amount of assets under management for the client.

For my asset management services, clients will be charged an annual fee based upon the amount of
assets under management. Each asset tier shall be assessed a fee percentage in accordance with the
schedule shown below.

 Assets Under Management                                 Maximum Fee

 $0-$500,000                                             1.80%

 $500,001-$1,000,000                                     1.50%

 $1,000,001 and Above                                    1.0%

B.A. Schrock Wealth Management believes that its annual fee is reasonable in relation to: (1) services
provided and (2) the fees charged by other investment advisers offering similar services/programs.
However, our annual investment advisory fee may be higher than that charged by other investment
advisers offering similar services/programs. In addition to our compensation, you may also incur charges
imposed at the mutual fund level (e.g., advisory fees and other fund expenses).

The investment advisory fees will be deducted from your account and paid directly to our firm by the
qualified custodian(s) of your account. You will authorize the qualified custodian(s) of your account to
deduct fees from your account and pay such fees directly to our firm. Our firm will send you a billing
statement prior to time that fee deduction instruction is sent to the qualified custodian(s) of your account.
The billing statement will detail the formula used to calculate the fee, the assets under management and
the time period covered. See Item 15 – Custody for more details.

You should review your account statements received from the qualified custodian(s) and verify that
appropriate investment advisory fees are being deducted. The qualified custodian(s) will not verify the
accuracy of the investment advisory fees deducted.

You may incur certain charges imposed by third parties other than B.A. Schrock Wealth Management in
connection with investments made through your account including, but not limited to, mutual fund sales
loads, 12(b)-1 fees and surrender charges, IRA and qualified retirement plan fees. Management fees
charged by B.A. Schrock Wealth Management are separate and distinct from the fees and expenses
charged by investment company securities that may be recommended to you. A description of these fees
and expenses are available in each investment company security’s prospectus.
To the extent B.A. Schrock Wealth Management engages an outside professional (i.e. attorney,
independent investment adviser or accountant) while providing financial planning services to you, B.A.

B.A. Schrock Wealth Management, Inc.               Page 10            Form ADV Part 2A Disclosure Brochure

Schrock Wealth Management will be responsible for the payment of the fees for the services of such an
outside professional, and you will not be required to reimburse B.A. Schrock Wealth Management for
such payments. To the extent that you personally engage such an outside professional, you will be
responsible for the payment of the fees for the services of such an outside professional, and B.A. Schrock
Wealth Management will not be required to reimburse Client for such payments. Fees for the services of
an outside professional (i.e. attorney, independent investment adviser or accountant) will be in addition to
and separate from the fees charged by B.A. Schrock Wealth Management, and you will be responsible for
the payment of the fees for the services of such an outside professional. In no event will the services of
an outside professional be engaged without your express approval.

It should be noted that lower fees for comparable services may be available from other sources.

Third-Party Money Managers
...

Item 7 – Types of Clients

B.A. Schrock Wealth Management generally provides investment advice to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Trusts, estates, or charitable organizations
    •   Corporations or business entities other than those listed above

You are required to execute a written agreement with B.A. Schrock Wealth Management specifying the
particular advisory services in order to establish a client arrangement with B.A. Schrock Wealth
Management.

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed
by B.A. Schrock Wealth Management. However, all clients are required to execute an agreement for
services in order to establish a client arrangement with B.A. Schrock Wealth Management and/or the
third-party money manager or the sponsor of third-party money manager platforms.

Third-party money managers may have minimum account and minimum fee requirements in order to
participate in their programs. Each-third party money manager will disclose its minimum account size and
fees in its Form ADV Part 2A Disclosure Brochure.