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| Ball & Company Wealth Management Inc
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|---|---|
| CRD # | 133950 |
| SEC # | 801-78146 |
| CIK # | 0002057075 |
| AUM | 203.1 M (2026-02-04) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 805-376-2779 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($k) | |
|---|---|---|---|
| SPDR Gold Trust | 14.3 | ||
| Amgen Inc | 5.0 | ||
| Gilead Sciences Inc | 1.1 | ||
| Apple Inc | 0.7 | ||
| AbbVie Inc | 0.5 | ||
| Purecycle Technologies Inc | 0.4 | ||
| Dow Inc | 0.3 | ||
| Upjohn Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| DowDupont Inc | 0.3 | ||
| View All | |||
| Holdings by Sector ($k) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 89 | 37.4 |
| (b) Individuals (high net worth individuals) | 58 | 159.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 6.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 450 | 203.1 |
| By Discretionary | ||
| Discretionary | 450 | 203.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 450 | 203.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 203.1 | |
| Total | 450 | 203.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002057075] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Springwater Wealth Management LLC
✚
|
OR | 203.9 M |
|
Lightsquare Wealth Management LLC
✚
|
MI | 203.5 M |
|
WJ Financial Advisors LLC
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|
CT | 203.4 M |
|
McDermott Investment Advisors LLC
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|
FL | 203.3 M |
|
CFM Advisors Inc
✚
|
NY | 202.7 M |
|
Wernau Asset Management Inc
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|
MA | 202.6 M |
|
Keenan LLC
✚
|
MA | 202.5 M |
|
Hansen & Associates Financial Group Inc
✚
|
CA | 202.4 M |
|
McGuire Capital Advisors Inc
✚
|
OK | 202.4 M |
|
Robinson Value Management Ltd
✚
|
TX | 202.3 M |