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| Wernau Asset Management Inc
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|
|---|---|
| CRD # | 129473 |
| SEC # | 801-118713 |
| CIK # | |
| AUM | $147.0 MM (2023-02-21) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 617-871-0029 |
| Address | 30 Western Ave Gloucester, MA 01930 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 27 | 6.6 |
| (b) Individuals (high net worth individuals) | 72 | 127.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 12.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 220 | 147.0 |
| By Discretionary | ||
| Discretionary | 220 | 147.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 220 | 147.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 146.8 | |
| Total | 220 | 147.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Tranquilli Financial Advisor LLC
✚
|
NJ | 0.1 |
|
Water Street Financial LLC
✚
|
VA | 0.1 |
|
The Simmons Partnership Inc
✚
|
MD | 0.1 |
|
David Wealth Management LLC
✚
|
VA | 0.1 |
|
MSP Wealth Management LLC
✚
|
OR | 0.1 |
|
Wimmer Consulting LLC
✚
|
TX | 0.1 |
|
Releve Financial Group LLC
✚
|
MN | 0.1 |
|
Wealthplans LLC
✚
|
MD | 0.1 |
|
Apollon Financial LLC
✚
|
SC | 0.1 |
|
Cannon Wealth Management Services LLC
✚
|
NC | 0.1 |