|
⚲
|
| Keyboard |
| Black Diamond Financial LLC
✚
|
|
|---|---|
| CRD # | 145108 |
| SEC # | 801-96172 |
| CIK # | 0000913277, 0001759236, 0001546147 |
| AUM | 440.6 M (2026-03-30) |
| Employees | 17 (76% Investors, 0% Brokers) |
| Phone | 443-841-7772 |
| Address | 2330 West Joppa Road Lutherville, MD 21093 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Capitol Acquisition Corp II | 18.5 | ||
| Apple Inc | 9.5 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | BDF GP Solutions Fund LP | [2026-03-23] | 73.1 M | |
| Offered $73,084,051 · Filed 2026-02-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Black Diamond Financial Software Fund LP | [2025-03-27] | 2.0 M | |
| Filed 2025-03-25 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Black Diamond Financial - Access Holdings Fund II | [2023-10-11] | 8.9 M | 4.0 M |
| Filed 2023-11-21 (D) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 117 | 90.6 |
| (b) Individuals (high net worth individuals) | 218 | 1,037.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 50.2 |
| (g) Pension and profit sharing plans | 6 | 91.8 |
| (h) Charitable organizations | 7 | 83.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 16.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,261 | 1,370.2 |
| By Discretionary | ||
| Discretionary | 1,252 | 1,226.3 |
| Non-Discretionary | 9 | 143.9 |
| Total | 1,261 | 1,370.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 1,370.0 | |
| Total | 1,261 | 1,370.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| L Dryden | Executive Officer | 2 | 2 | |
| Black Diamond Financial Pe GP LLC | Executive Officer, Promoter | 2 | 1 | |
| Black Diamond Financial LLC | Executive Officer | 1 | 1 | |
| Matthew Goette | Executive Officer | 1 | 1 | |
| Black Diamond Financial Pe GP LLC | Executive Officer, Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000913277] | |
| 10-Q | [0000913277] | |
| 3 | [0000913277] | |
| 4 | [0000913277] | |
| 8-K | [0000913277] | |
| D | [0000913277] | |
| SC 13G | [0000913277] | |
| 3 | [0001546147] | |
| 5 | [0001546147] | |
| SC 13D | [0001546147] | |
| 13F-HR | [0001759236] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2026-03-11 | Option exercise | 25,000 | ||
|
Clarus Corp CLAR
Restricted Stock Award · derivative
|
2026-03-11 | Option exercise | 25,000 | $0.00 | |
|
Clarus Corp CLAR
Common Stock
|
2025-08-14 | Buy | 8,800 | $3.40 | 29,920 |
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2025-08-13 | Buy | 6,200 | $3.20 | 19,840 |
|
Clarus Corp CLAR
Common Stock
|
2025-08-06 | Buy | 89,000 | $3.23 | 287,470 |
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2025-08-05 | Buy | 20,000 | $3.25 | 65,000 |
|
Clarus Corp CLAR
"Common Stock, $.0001 par value (""Common Stock"")"
|
2025-08-05 | Buy | 200,000 | $3.24 | 648,000 |
|
Clarus Corp CLAR
Common Stock
|
2025-06-23 | Buy | 10,394 | $3.48 | 36,171 |
|
Clarus Corp CLAR
"Common Stock, $.0001 par value (""Common Stock"")"
|
2025-06-20 | Buy | 1,005 | $3.50 | 3,518 |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2025-05-29 | Grant | 20,000 | $0.00 | |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2025-05-29 | Grant | 20,000 | $0.00 | |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2025-05-29 | Grant | 20,000 | $0.00 | |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2025-05-29 | Grant | 20,000 | $0.00 | |
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2025-03-11 | Buy | 22,000 | $4.09 | 89,980 |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2025-03-10 | Grant | 500,000 | $0.00 | |
|
Clarus Corp CLAR
Stock Option (right to purchase) · derivative
|
2024-12-05 | Grant | 10,000 | $0.00 | |
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2024-11-15 | Sell | 18,309 | $4.50 | 82,390 |
|
Clarus Corp CLAR
Common Stock
|
2024-11-14 | Sell | 7,091 | $4.42 | 31,342 |
|
Clarus Corp CLAR
"Common Stock, par value $0.0001 per share (""Common Stock"")"
|
2024-11-13 | Sell | 44,600 | $4.46 | 198,916 |
|
Clarus Corp CLAR
Common Stock
|
2024-11-13 | Buy | 50,000 | $4.48 | 224,000 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Outrunner Capital LLC
✚
|
TX | 498.5 M |
|
The Invictus Collective LLC
✚
|
IL | 476.0 M |
|
The Wellington GRP LLC
✚
|
IN | 473.6 M |
|
Flower City Capital LLC
✚
|
NY | 444.6 M |
|
Heritage Family Offices LLP
✚
|
AZ | 423.3 M |
|
LBJ Family Wealth Advisors Ltd
✚
|
TX | 388.8 M |
|
Collaborative Capital Advisors LLC
✚
|
NY | 387.8 M |
|
Archvest Wealth Advisors Inc
✚
|
CA | 387.0 M |
|
Weathervane Asset Management LLC
✚
|
FL | 384.1 M |
|
KM Capital Management Ltd
✚
|
TX | 374.4 M |