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| BMO Asset Management Corp
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|
|
|---|---|
| CRD # | 106466 |
| SEC # | 801-35533 |
| CIK # | 0001599763, 0001600094, 0001218806 |
| AUM | $4.2 BB (2024-03-28) |
| Employees | 5 (80% Investors, 20% Brokers) |
| Phone | 312-461-4002 |
| Address | 320 S Canal Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Investment Partners Fund III LP | [2023-09-11] | 0.0 | 0.0 |
| SA | Great Lakes CLO VI LLC | 2022-03-31 | 387.3 | |
| SA | Great Lakes CLO V Ltd | 2022-03-31 | 302.6 | |
| Other | Great Lakes Korea Fund III LLC | 2022-03-31 | 242.8 | |
| Other | Great Lakes Fund II LLC | 2021-03-29 | 123.1 | |
| Other | Core Fixed Income LLC | [2020-03-30] | 33.8 | 50.0 |
| Other | Core Plus Fixed Income LLC | 2020-03-30 | 85.7 | |
| Other | Disciplined Large Cap Growth Equity LLC | [2020-03-30] | 44.1 | 7.9 |
| SA | Great Lakes 2014-1 CLO | 2020-03-30 | 190.1 | |
| SA | Great Lakes 2015-1 | 2020-03-30 | 212.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 1.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 4.2 |
| By Discretionary | ||
| Discretionary | 15 | 4.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 4.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 4.1 | |
| Total | 15 | 4.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Global Trust Company | 47 | |||
| BMO Asset Management Corp | 12 | |||
| Daniel Oconnell | 26 | |||
| Mark Thomas | 29 | |||
| Steven Arquilla | 16 | |||
| Tommy Huie | 8 | |||
| Allan Hosack | 6 | |||
| Craig Rawlins | 5 | |||
| Barry McInerney | 5 | |||
| M Robinson | 12 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001218806] | |
| 13F-NT | [0001599763] | |
| 13F-NT | [0001600094] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
TIFF Advisory Services LLC
✚
|
PA | 5.7 |
|
Invictus Capital Management LP
✚
|
DC | 5.5 |
|
Abacus Capital Group LLC
✚
|
NY | 5.4 |
|
Corient IA LLC
✚
|
FL | 4.6 |
|
Contrarian Capital Management LLC
✚
|
CT | 4.6 |
|
Pennybacker Capital Management LLC
✚
|
TX | 3.7 |
|
Menlo Equities V LLC
✚
|
CA | 3.2 |
|
PPB Advisors LLC
✚
|
PA | 2.8 |
|
Promus Asset Management LLC
✚
|
IL | 2.4 |
|
Pearl Diver Capital LLP
✚
|
2.3 |