Bogart Wealth LLC

Item 5           Fees and Compensation

   A. Wealth Management clients pay a single, flat annualized investment advisory fee based
      upon assets under management. The investment advisory fee generally varies between 55
      and 143 basis points (0.55%–1.43%), depending upon the size of a client’s portfolio, which
      is generally based upon the following annual fee schedule:

                               PORTFOLIO VALUE                  BASE FEE
                                   Up to $100,000                  1.43%
                                 $100,001 - $250,000               1.32%
                                 $250,001 - $500,000               1.21%
                                $500,001 - $2,000,000              1.10%
                              $2,000,001 - $5,000,000              0.99%
                              $5,000,001 - $10,000,000            0.825%
                                 Above $10,000,000                 0.55%

         The annual investment advisory fee is prorated and charged quarterly, in advance, based
         upon the market value of the assets being managed by Bogart Wealth on the last day of the
         previous billing period. The above fee schedule generally applies to all assets managed by
         Bogart Wealth and not by reference to each account being managed for the client. Bogart
         Wealth will generally maintain some cash and cash equivalent positions (such as money
         market funds) for defensive and liquidity purposes. Unless otherwise agreed in writing, all
         cash and cash equivalent positions will be included as part of assets under management for
         purposes of calculating Bogart Wealth’s investment advisory fee. Bogart Wealth reserves
         the right, in its sole discretion, to negotiate and charge different fees for certain accounts
         based on the client’s particular needs, overall relationship with Bogart and other factors
         unique to the client’s particular circumstances.

   B. Clients generally provide Bogart Wealth with the authority to directly debit their accounts
      for payment of the investment advisory fee. The Financial Institutions that act as the
      qualified custodian for client accounts, from which Bogart Wealth retains the authority to
      directly deduct fees, have agreed to send statements to clients not less than quarterly
      detailing all account transactions, including any amounts paid to Bogart Wealth.

   C. To the extent that a client’s assets are invested in a pooled investment vehicle such as a
      mutual fund or an exchange-traded fund, the client will indirectly bear fees and expenses
      charged by the underlying pooled investment. These fees and expenses are described in
      each fund’s prospectus or other offering documents and potentially include a management
      fee, distribution fee (i.e., rule 12b-1 fee), and other fund expenses.

   D. Where Bogart Wealth allocates a portion of a client’s investment assets to one or more
      unaffiliated independent investment managers to implement a direct indexing or alternative
      strategy, the investment management fee charged by the Independent Manager(s) is
      separate from, and in addition to, Bogart Wealth’s investment advisory fee.

   E. As discussed below at Item 12 below, when requested to recommend a broker-
      dealer/custodian for client accounts, Bogart Wealth generally recommends that Schwab
      serve as the broker-dealer/custodian for client investment management assets. Broker-

    dealers such as Schwab charge brokerage commissions, transaction, and/or other type fees
    for effecting certain types of securities transactions (i.e., including transaction fees for
    certain mutual funds, and mark-ups and mark-downs charged for fixed income
    transactions, etc.). The types of securities for which transaction fees, commissions, and/or
    other type fees (as well as the amount of those fees) shall differ depending upon the broker-
    dealer/custodian. While certain custodians, including Schwab, generally (with exceptions)
    do not currently charge fees on individual equity transactions (including ETFs), others do.

    There can be no assurance that Schwab will not change its transaction fee pricing in the
    future.

    Schwab may also assess fees to clients who elect to receive trade confirmations and account
    statements by regular mail rather than electronically.

F. The annual investment advisory fee is prorated and charged quarterly, in advance, based
   upon the market value of the assets being managed by Bogart Wealth on the last day of the
   previous billing period. Clients may make additions to and withdrawals from their account
   at any time, subject to Bogart Wealth’s right to terminate an account. Billing adjustments
   are made on a prorated basis for inflows and outflows in excess of $50,000 during the
   billing period.

    Additionally, regarding deposits during a quarter, Bogart Wealth considers whether the
    additional funds cause a client to reach a breakpoint at the household level and adjusts the
    client’s subsequent fee rate accordingly. Any fee rate change will be made at the time of
    quarterly fee calculation for next period’s billing calculation. If a client receives a more
    favorable rate over time due to householding adjustments made in conjunction with
    quarterly household assessment, Bogart Wealth reserves the right to make adjustments
    back to an appropriate tier within the standard fee schedule, determined by household asset
    level, client agreement, and in accordance with the above standard annual fee schedule.

    Additions may be in cash or securities provided that Bogart Wealth reserves the right to
    liquidate any transferred securities or decline to accept particular securities into a client’s
    account. Clients may withdraw account assets on notice to Bogart Wealth, subject to the
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Item 7           Types of Clients

         Bogart provides its services to individuals, trusts, estates, and charitable organizations.
         Bogart does not generally impose any minimum account size requirements. However,
         certain models have minimum and maximum account values as described in Item 8.B.