Box Financial Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule
Total Fees
The total cost of the services that our firm provides to a client is a combination of the investment
advisory and/or financial planning. Note, financial planning is not a required service.

Investment Supervisory Services Fees
                 Total Assets Under Management                                                                               Annual Fee
               $1 - $99,999                                                                                                  Flat $1,000
               $100,000 - $1,999,999                                                                                            1.00%
               $2,000,000 - $4,999,999                                                                                          0.85%
               $5,000,000 - 9,999,999                                                                                           0.70%
               $10,000,000+                                                                                                     0.55%

The cost of investment advisory services is a calculation of a progressive tier formula based on the
market value of managed assets. The chart above illustrates the cost for each tier that applies to each
clients total assets under management. To best leverage our services, we recommend that clients
have at least $500,000 of assets under our management.1

  We understand that clients may want to start an advisory relationship several months before they may have the assets to meet our recommended minimum investment. The investment advisory tier cost
structure is to clearly illustrate the cost to each client as they need time to reach this level of assets under management. We are open to working with clients who will have assets under this recommended
amount where there is a reasonable expectation that they will reach this threshold within two years.

        Example #1 - Client with $500,000 in AUM would see the annual cost of investment
        advisory services of $5,000.

These fees are negotiable and the final fee schedule is attached as Exhibit I of the Investment Advisory
Contract. BFA bills advisory fees on a quarterly or semi-annual basis. Fees are generally structured
as one month in arrears and five months in advance, meaning that at the time of billing, clients are
charged for one month of services already rendered and five months of services to be provided.

In all cases, BFA will not require or solicit payment of more than $1,200 in fees per client more
than six months in advance, in accordance with applicable regulatory requirements.,Clients may
terminate their contracts with fourteen days’ written notice. Refunds are given on a prorated basis,
based on the number of days remaining in a quarter at the point of termination. Clients may
terminate their contracts without penalty, for full refund, within 5 business days of signing the
advisory contract.

Advisory fees are withdrawn directly from the client’s accounts with client written authorization. In
cases where BFA fees are directly deducted, BFA is required to a.) Obtain client authorization, b.)
Send a copy of the invoice to the client at the same time that the IA directs invoice to the custodian for
payment, c.) Disclose that the custodian will send the periodic invoices to the client wherein BFA fees
are itemized.

When clients take advantage of both our investment supervisory services and our financial planning
services a minimum fee of $2,500 will apply. For example, a client with less than $100,000 under
management with us would pay a flat $1,000 in accordance with the above fee schedule for
investment supervisory services, along with the $1,500 flat financial planning fee described in the
section below.

Financial Planning Fees
Depending upon the scope of the service, complexity of the situation and the needs of the client, the
rate for creating client financial plans is a flat $1,500. Fees are paid in advance, but never more than
six months in advance. Fees that are charged in advance will be refunded based on the prorated
amount of work completed at the point of termination. These fees are negotiable and the final fee
schedule will be attached as Exhibit I of the Financial Planning Agreement. Clients may terminate their
contracts without penalty within five business days of signing the advisory contract.

        Example #2 -Client with $75,000 in AUM would see the annual cost of investment
        advisory services of $1,000 plus the $1,500 flat financial planning fee for a total of
        $2,500.2

B. Payment of Fees

Payment of Investment Supervisory Fees
Advisory fees are withdrawn directly from the client’s accounts with client written authorization. Fees
are paid either quarterly or semi-annually in advance. Clients may also have the option of paying BFA

directly for investment supervisory services. These payments would be due fifteen days following the
end of the month or quarter.

2If a client starts a financial planning and investment advisory relationship the firm will consider managing less than our recommended minimum in order to help them
plan for an upcoming liquidity event or life changing event.

Payment of Financial Planning Fees
Fixed Financial Planning fees are paid via check or account debit, with client written authorization, in
advance, but never more than six months in advance. Fees that are charged in advance will be
refunded based on the prorated amount of work completed at the point of termination.

C. Clients Are Responsible For Third Party Fees
Clients are responsible for the payment of all third-party fees (i.e. custodian fees, mutual fund fees,
transaction fees, Sponsor fees, etc.). Those fees are separate and distinct from the fees and expenses
charged by BFA. Please see Item 12 of this brochure regarding broker/custodian.

D. Prepayment of Fees
...

types of Clients:

                ❖ BFA generally seeks to work with clients who meet accredited investor standards or
                  have comparable financial sophistication; however, BFA may make exceptions in its
                  discretion.

                ❖ Pension and Profit-Sharing Plans

                ❖ Corporations or Business Entities

Minimum Account Size
We recommend clients have a minimum of $500,000 of assets under management.