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| BR Dialectic Capital Management LLC
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| CRD # | 292062 |
| SEC # | 802-113119 |
| CIK # | 0001704985 |
| AUM | |
| Employees | |
| Phone | 212-230-3220 |
| Address | 119 Rowayton Ave Norwalk, CT 06853 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Alignment Capital Partners LP | [2018-04-02] | 1.1 M | 0.5 M |
| Filed 2019-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Fichthorn | Executive Officer | 49 | 6 | |
| Thomas Kelleher | Executive Officer | 9 | 6 | |
| Bryant Riley | Executive Officer | 19 | 4 | |
| B Riley Capital Management LLC | Promoter | 6 | 4 | |
| Michael Markunas | Executive Officer | 7 | 3 | |
| B Riley Alternatives GP LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001704985] | |
| 4 | [0001704985] | |
| 5 | [0001704985] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund |
| LEI | 549300DOI73QNT1YZC11 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Integrated Surgical Systems Inc MVEN
12% Senior Secured Subordinated Convertible Debentures · derivative
|
2020-12-28 | Sell | |||
|
Integrated Surgical Systems Inc MVEN
Series H Preferred Stock, par value $0.01 per share · derivative
|
2020-12-28 | Sell | 880 | ||
|
Franchise Group Inc FRG
Common Stock
|
2020-04-24 | Sell | 150,000 | $10.00 | 1,500,000 |
|
Franchise Group Inc FRG
Class A Common Stock
|
2020-04-01 | Buy | 185,598 | $12.00 | 2,227,176 |
|
Franchise Group Inc FRG
Class A Common Stock
|
2020-04-01 | Buy | 96,257 | $12.00 | 1,155,084 |
|
Franchise Group Inc FRG
Class A Common Stock
|
2020-04-01 | Buy | 154,665 | $23.00 | 3,557,295 |
|
Franchise Group Inc FRG
Class A Common Stock
|
2020-04-01 | Buy | 80,214 | $23.00 | 1,844,922 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2019-12-03 | Sell | 969,900 | $5.25 | 5,091,975 |
|
Franchise Group Inc FRGA
Class A Common Stock
|
2019-10-23 | Buy | 1,000,000 | $12.00 | 12,000,000 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-05-03 | Sell | 1,918 | $7.75 | 14,864 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-05-02 | Sell | 14,279 | $7.85 | 112,090 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-05-01 | Sell | 5,000 | $7.54 | 37,700 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-29 | Sell | 10,000 | $7.32 | 73,200 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-26 | Sell | 12,000 | $7.65 | 91,800 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-25 | Sell | 100 | $7.50 | 750 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-23 | Sell | 5,272 | $7.61 | 40,120 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-22 | Sell | 3,000 | $7.42 | 22,260 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-18 | Sell | 500 | $7.66 | 3,830 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-15 | Sell | 3,211 | $8.26 | 26,523 |
|
Ranger Energy Services Inc RNGR
Class A Common Stock
|
2019-04-12 | Sell | 924 | $8.32 | 7,688 |
| showing 20 of 40 most recent transactions | |||||