Brady Martz Wealth Solutions LLC

Item 5 – Fees and Compensation

In certain circumstances, all fees, portfolio minimums and their applications to family circumstances
may be negotiable.

BMWS has contracted with Focus Partners Advisor Solutions, LLC (“FPAS”) for services including trade
processing, collection of management fees, record maintenance, report preparation, marketing
assistance, and research. BMWS has also contracted with FPAS for sub-advisory services with respect to
Clients’ accounts. BMWS pays a fee for FPAS’s services based on management fees paid to BMWS on
accounts which use FPAS. The fee paid by BMWS to FPAS consists of a portion of the fee paid by Clients
to BMWS and varies based on the total Client assets administered and/or sub-advised by FPAS through
BMWS. These fees are not separately charged to advisory Clients. The fee charged by BMWS to its
Clients includes all sub-advisory fees charged by FPAS.

The specific manner in which fees are charged by BMWS is established in a Client’s written agreement
with BMWS. Investment Management Clients will be billed in advance at the beginning of each calendar
quarter based upon the value (market value based on independent third-party sources or fair market
value in the absence of market value) of the Client’s account at the end of the previous quarter. Fees for
new accounts will initially be prorated based on the number of days remaining in the quarter in which the
account is accepted (date of first trade). Client account balances on which BMWS calculates fees may

vary from account custodial statements based on independent valuations and other accounting
variances, including mechanisms for including accrued interest in account statements.

For Investment Management Services, BMWS will request authority from the Client to receive quarterly
payments directly from the Client's account held by an independent custodian. Clients may provide
written limited authorization to BMWS or its designated service provider, FPAS, to withdraw fees from the
account. Clients will receive custodial statements showing the advisory fees debited from their
account(s). Certain third-party administrators will calculate and debit BMWS’s fee and remit such fee to
BMWS.

A Client agreement may be canceled at any time, by either party, for any reason upon receipt of thirty (30)
days’ written notice. Upon termination of any account, the fees for the quarter will be prorated to the
effective date of the termination and any prepaid fees with respect to the period after the effective date
of the termination will be refunded. The Client has the right to terminate an agreement without penalty
within five (5) business days after entering into the agreement.

BMWS’s fees are exclusive of brokerage commissions, transaction fees, and other related costs and
expenses which shall be incurred by the Client. Clients may incur certain charges imposed by
custodians, brokers, third party investment and other third parties such as fees charged by managers,
custodial fees, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees
and taxes on brokerage accounts and securities transactions. Mutual funds and exchange traded funds
also charge internal management fees, which are disclosed in a fund’s prospectus. These fees will
generally include a management fee and other fund expenses. All fees paid to BMWS for investment
advisory services are separate and distinct from the fees and expenses charged by mutual funds and
ETFs to their shareholders. Such charges, fees and commissions are exclusive of and in addition to
BMWS’s fee, and BMWS shall not receive any portion of these commissions, fees, and costs.

Investment Management Services
In general, the annual fee for investment management services will be charged as a percentage of assets
under management, according to the schedule below:

All accounts for members of the Client’s family (husband, wife and dependent children) or related
businesses may be assessed fees based on the total balance of all accounts.

Financial Planning Services
Separate fees for financial planning can be billed on a project, fixed rate, or an hourly rate. There is a
minimum fee of $2,000 required for this service, and BMWS will require a retainer for the service which is
payable upon entering into the agreement. The balance of the fee is due and payable upon receipt of the
final planning services. BMWS may agree with clients to charge either hourly fees of $200-$300/per hour
or fixed fees for consulting. Based on the task(s) to be performed, BMWS and the client may agree on a
fixed fee based on an estimate of the number of hours necessary for completion. This fee will not exceed
$10,000.00. BMWS will not request the prepayment of fees more than $1,200 more than six months in
advance.

BMWS does not charge a separate fee for financial planning services offered as part of our Investment
Management Services. Clients wishing to avail themselves of this service will be charged upon

implementation of the plan based upon the percentage of assets under management according to the
investment management services fee chart noted above.

Employee Benefit Retirement Plan Services
In general, the annual fee for plan services will be charged as a percentage of assets within the plan.

        Assets Under              BMWS’s Annual          FPAS’s Annual Fee         Total Annual Fee
        Management                    Fee
   On the first $1,000,000           0.70%                     0.20%                     0.90%
   On the next $4,000,000            0.45%                     0.15%                     0.60%
   On the next $5,000,000            0.25%                     0.08%                     0.33%
  On all amounts thereafter          0.15%                     0.05%                     0.20%

Item 7 – Types of Clients

BMWS provides services to individuals, high-net-worth individuals, trusts, estates, partnerships,
corporations, other entities and retirement plans.