Bridgeport Financial Solutions LLC

Item 5: Fees and Compensation
Compensation Related to Investment Management

This section describes the fees BridgePort charges for its investment management and financial planning
services. Fees are charged in advance or in arrears depending upon the agreement between you and your
advisor. The frequency of fees (e.g., monthly, quarterly) is determined between you and your advisor and is
documented in the appropriate advisory agreement. We reserve the right to calculate fees either on the basis of
the market value of the account(s) on the last day of the previous month or quarter if fees are billed in advance
or on the last day of the month or quarter in which services were rendered if fees are billed in arrears. You will
be notified in writing of any change to the fee structure. Unless otherwise directed by you, BridgePort deducts
the fees directly from the account. You may choose to have the fees deducted from a different BridgePort
account provided the alternate account is a non-qualified account. When subaccounts of annuity products are
being managed, fees may be deducted from the product’s cash value if the product meets certain requirements.
In circumstances where the fee is deducted directly from the cash value of an insurance product, the account
fee is calculated by the insurance carrier based on the formula as outlined in the carrier's agreement.

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Advisory fees are generally based on a percentage of assets under management and may vary by investment
program. As such, Advisors will earn more compensation as the amount of assets managed increases. This
creates a conflict to recommend investment advisory programs that generate higher fees. BridgePort mitigates
this conflict by monitoring to ensure that Advisors are making investment decisions that are consistent with the
client’s stated objectives and strategies. Bridgeport also maintains policies to ensure the account is appropriate
for the applicable advisory program or service and consistent with our fiduciary duty to the client. You may pay
us more or less than you might otherwise pay if the same services were purchased through another financial
institution. The advisory fee schedule is negotiable and may not exceed 2 percent as an annualized fee and may
be discounted at specific breakpoints.

                                    Advisory Fee Example

                              Client Assets                Annual Advisory
                          Under Management                      Fee
                             $0 – $2 million                   1.25%
                         $2 million – $5 million               1.00%
                         $5 million - $10 million              0.8%
                              $10 million +                  Negotiable

The fee schedule looks to the client’s AUM level and the corresponding annual fee is charged to the entire AUM
amount. For example, if a client’s AUM is $3 million, the total advisory fee applicable to the account is 1%. This
is distinct from a tiered fee schedule and results in the client receiving a lower annual fee the greater the AUM.
The advisory fee will either be shared between BridgePort and your advisor or retained by BridgePort. If
retained by BridgePort, then BridgePort will pay a salary to the advisor with the opportunity for the advisor to
earn a bonus based on AUM levels and/or fees generated. The amount of your advisory fee can either increase
or decrease as the value of your investment AUM rises and falls.

For clients that choose to have their account value combined with the account value of another client,
(householding), for the purpose of receiving a lower fee via the Breakpoint Billing Structure, there can be certain
instances where their account numbers and account values will be viewable to each party in the household. This
can occur for multiple reasons, including but not limited to, when you choose to receive an invoice and to pay
via check or when your Advisor sends a billing notification. Fees charged when householding accounts will be
less than fees charged when accounts are billed individually.

I.      BridgePort Wrap Program

When participating in the BridgePort Wrap Program (through BridgePort Managed Portfolios or the Third-Party
Strategists Program through Orion Investment Portal), you will pay an advisory fee and an administration fee. A
strategist fee may also apply when using a strategy through the Third-Party Strategist Program. The total of
these fees will not exceed 3 percent as an annualized fee.

The account administration fee which is an inclusive fee, or wrap fee, covers the costs of trading and execution,
reporting, custody, technology provided by BridgePort and custodians. BridgePort retains the administration

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fee, which is billed at the same time as the advisory fee. The administration fee will be disclosed in the Wrap
Brochure.

The administration fee is separate from and does not include miscellaneous or ancillary fees or charges by the
Custodian for services not included under the administration fee such as, but not limited to, wiring fees, dealer
mark-ups, electronic fund and wire transfers, and exchange fees. Investment advisory and administration fees
charged by BridgePort are separate and distinct from the fees and expenses charged by investment company
securities that are recommended to you. A description of these fees and expenses is available in each
investment company’s security prospectus. While not an exhaustive list, an example of these fees and expenses
are mutual fund sales loads and surrender charges, variable annuity fees and surrender charges and IRA and
qualified retirement plan fees.

Third-party Strategists Fees Program through Orion Investment Portal
...

Item 7: Types of Clients
BridgePort generally provides investment advice to the following types of clients:
    • Individuals
    • High net worth individuals
    • Banking or thrift institutions
    • State or municipal government entities
    • Pension and profit-sharing plans
    • Trusts, estates, or charitable organizations
    • Corporations or business entities other than those listed above

BridgePort provides both ERISA Section 3(21) investment advice and ERISA Section 3(38) discretionary
investment management, depending on the terms of the applicable retirement plan agreement. All clients are
required to execute an investment advisory or financial planning agreement for services to establish a client
arrangement with BridgePort.

Minimum Account Sizes

The BridgePort Managed Portfolios program has a minimum account size of $10,000 per account. The minimum
account size for the Third-party Strategists Program through Orion Investment Portal is the greater of $25,000 or
the minimum size established by the strategist for the program in which you invest.

The minimum account size for Advisor Managed Portfolios is $10,000.

Third-party managers generally have account minimum requirements that will vary by TPM and potentially by
program. Account minimums may be higher on fixed income accounts than equity-based accounts. Please refer
to the TPM’s advisory agreement for account minimums.