Form Wealth Advisors LLC

Item 5. Fees and Compensation

Portfolio Management Services

Our tiered investment advisory fees for management and service are combined for a total fee deducted
quarterly in advance, based on the aggregated total value of your household’s advisory account(s) as
follows:

                           Assets Under Management                                   Fee

 First                              $500,000                                        1.50%

 Next                               $500,000                                        1.25%

 Next                              $1,000,000                                       1.00%

 Next                              $2,000,000                                       0.75%

 Next                              $6,000,000                                       0.50%

 Next                              $10,000,000                                      0.40%

 Next                              $10,000,000                                      0.30%

 Over                              $30,000,000                                      0.20%

Fees are negotiable. The specific fee charged will be agreed upon between the client and FORM as
described in the contract. Please note that the above does not include any fees or expenses within the
individual investments that may be used or fees or costs required by the custodian. Portfolio management
fees are withdrawn directly from the client’s accounts with the client’s written authorization.

Company 3(38) Retirement Consulting Fees
Our consulting fees are as follows. Fees are deducted at the frequency set by plan provider, based on the
plan assets.

                                            Assets Under Management                        Fee

                First                             $0 - $1,000,000                        1.05%

                Next                          $1,000,001 - $3,000,000                    0.80%

                Next                          $3,000,001 - $5,000,000                    0.55%

                Next                         $5,000,001 - $10,000,000                    0.40%

                Next                        $10,000,001 - $25,000,000                    0.37%

                Next                        $25,000,001 - $50,000,000                    0.33%

FORM ADV                                                                                         7 | PAGE
PART 2A2B

                Next                          $50,000,001 - $100,000,000                     0.27%

                Next                                 $100,000,000+                           0.22%

Financial Planning Fees
FORM charges a flat fee for Financial Planning Services. For engagements of less than four weeks, the
total fee is set up front and ranges from $1,000 - $4,000. The set fee is based largely on the expected scope
of the engagement, with a one-time meeting to discuss financial plans set at $1,000 and a maximum
planning fee of $4,000 for an expected four weeks of work. For engagements expected to last longer than
four weeks, FORM charges a flat fee of $1,000 per week for the duration of the agreement. These fees may
be negotiable on a case-by-case basis if a client’s needs fall outside the usual scope of FORM’s weekly
financial planning services.
Although the hours spent working on a client’s financial plan are one part of the scope of an engagement,
FORM also considers the number of FORM associates working on a project, the unique expertise of those
associates, and the financial benefit and savings clients may realize as a result of implementing FORM’s
advice to be important factors in setting fees. FORM expects to spend time working on a client’s financial
plan throughout the course of the engagement, but FORM does not guarantee that a minimum number of
hours will be spent on the plan each week or limit the maximum number of hours that will be spent on the
plan each week.
Fees paid to FORM are for advisory services only. The fees do not include, for example, the fees charged
by third parties such as third-party managers, or accountants and attorneys assisting with providing the
client with accounting and legal advice. Commissions on transactions and other account fees will also be
charged by brokerage firms in accordance with the account’s brokerage firm’s normal commission
schedule. See Item 12, Brokerage Practices. Customary commissions on insurance are also not included.
Prospective clients should be aware that in addition to FORM’s advisory fees, each mutual fund in which
a client's assets are invested also pays its own advisory fees and other internal expenses which already have
been deducted from the fund's reported performance. Depending on the fund, a client may be able to invest
directly in the shares issued by the fund with or without incurring any sales or third-party management fees.
Account maintenance fees are also deducted by the custodian.
In addition, there may be tax effects resulting from fund share redemptions, and other sales, made by clients
in response to recommendations from FORM. Redemptions and sales are taxable events which may
accelerate the recognition of capital gains, and losses, and frequent redemptions and sales may result in
short-term, rather than long-term, capital gains and losses.
Billing
Clients will be billed monthly in arrears for their Financial Planning Fees. Bills are expected to be sent out
at the beginning of the month following the month in which services are rendered. This includes final bills
for services that were concluded at any time during the previous month.
For longer term engagement, billing will be done quarterly or bi-annually in arrears for services rendered.
Bills are expected to be sent out at the end of the engagement period, or after 6 months of service has been
provided. This includes any final bills for services conducted during the engagement period.
...

Item 7. Types of Clients/Minimum Account Size
FORM provides advisory services available to a wide variety of clients including, but not limited to, high
income or high net worth individuals, trusts, 3(38) plans, profit-sharing plans, and business entities. FORM
does not require a minimum account size but does reserve the right to refuse or terminate an account at its
discretion.