Broadfin Capital LLC

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Assets, Funds, Holdings

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Broadfin Capital LLC
CRD #156900
SEC #801-73567
CIK #0001511901
AUM
Employees 9 (56% Investors, 0% Brokers)
Phone212-808-2460
Address300 Park Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
20001600120080040002010201420192024
Sector Form 13F Holdings Value ($B)
Biohaven Ltd 0.1
Alkermes PLC 0.0
Amarin Corp PLC UK 0.0
Staar Surgical Co 0.0
Genesis Biopharma Inc 0.0
Journey Medical Corp 0.0
Lantheus Holdings Inc 0.0
Aastrom Biosciences Inc 0.0
Sol-Gel Technologies Ltd 0.0
Camp Nine Inc 0.0
View All
Holdings by Sector ($B)
3.02.41.81.20.60.02011201420172021
Type Form D Funds Date Sold ($M) AUM ($M)
HF Broadfin Healthcare Master Fund Ltd 2012-02-14 739.5
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 739.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 3 739.5
By Discretionary
Discretionary 3 739.5
Non-Discretionary 0 0.0
Total 3 739.5
By Non-United States Persons
Non-United States Persons 200.3
United States Persons 539.3
Total 3 739.5
EDGAR Form CIK 2011 - 2025
13F-HR [0001511901]
3 [0001511901]
4 [0001511901]
SC 13D [0001511901]
SC 13G [0001511901]
Form 13D/13G Filer Form 13D/13G Subject Filed
Broadfin Capital LLC Retrophin Inc [2019-07-19]
Broadfin Capital LLC Eiger Biopharmaceuticals Inc [2019-06-14]
Broadfin Capital LLC Egalet Corp [2019-02-11]
Broadfin Capital LLC Aclaris Therapeutics Inc [2019-01-29]
Broadfin Capital LLC Neos Therapeutics Inc [2019-01-03]
Broadfin Capital LLC Avadel Pharmaceuticals PLC [2018-12-11]
Broadfin Capital LLC Sierra Oncology Inc [2018-09-07]
Broadfin Capital LLC ADMA Biologics Inc [2018-06-11]
Broadfin Capital LLC Teligent Inc [2018-05-01]
Broadfin Capital LLC Adamas Pharmaceuticals Inc [2018-04-24]
View All
Form 3/4/5 Subject 2011 - 2025
Kotler Kevin
Broadfin Capital, LLC
Broadfin Healthcare Master Fund Ltd
Biodelivery Sciences International Inc
Novelion Therapeutics Inc
Avadel Pharmaceuticals PLC
Aratana Therapeutics Inc
Corium International, Inc.
Societal CDMO, Inc.
Mirati Therapeutics, Inc.
Progenics Pharmaceuticals Inc
Aegerion Pharmaceuticals, Inc.
STRATA Skin Sciences, Inc.
Broadfin Healthcare Offshore Fund, Ltd.
Broadfin Advisors, LLC
Dex Liquidating Co.
Broadfin Healthcare Fund, LP
Travere Therapeutics, Inc.
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