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| Broadfin Capital LLC
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|---|---|
| CRD # | 156900 |
| SEC # | 801-73567 |
| CIK # | 0001511901 |
| AUM | |
| Employees | 9 (56% Investors, 0% Brokers) |
| Phone | 212-808-2460 |
| Address | 300 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Biohaven Ltd | 0.1 | ||
| Alkermes PLC | 0.0 | ||
| Amarin Corp PLC UK | 0.0 | ||
| Staar Surgical Co | 0.0 | ||
| Genesis Biopharma Inc | 0.0 | ||
| Journey Medical Corp | 0.0 | ||
| Lantheus Holdings Inc | 0.0 | ||
| Aastrom Biosciences Inc | 0.0 | ||
| Sol-Gel Technologies Ltd | 0.0 | ||
| Camp Nine Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Broadfin Healthcare Master Fund Ltd | 2012-02-14 | 739.5 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 739.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 739.5 |
| By Discretionary | ||
| Discretionary | 3 | 739.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 739.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 200.3 | |
| United States Persons | 539.3 | |
| Total | 3 | 739.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001511901] | |
| 3 | [0001511901] | |
| 4 | [0001511901] | |
| SC 13D | [0001511901] | |
| SC 13G | [0001511901] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 5493004SOHPILFJ75467 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Biodelivery Sciences International Inc BDSI
Stock Options (right to buy) · derivative
|
2022-03-22 | Disposed to issuer | 7,500 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Stock Options (right to buy) · derivative
|
2022-03-22 | Disposed to issuer | 85,760 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Restricted Stock Units · derivative
|
2022-03-22 | Disposed to issuer | 22,685 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2022-03-22 | Other | 7,588,395 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2022-02-11 | Conversion | 2,422,222 | $1.80 | 4,360,000 |
|
Biodelivery Sciences International Inc BDSI
Series B Convertible Preferred Stock · derivative
|
2022-02-11 | Conversion | 436 | $10,000.00 | 4,360,000 |
|
Biodelivery Sciences International Inc BDSI
Restricted Stock Units · derivative
|
2022-01-27 | Grant | 15,369 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Stock Options (right to buy) · derivative
|
2022-01-27 | Grant | 85,760 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Restricted Stock Units · derivative
|
2022-01-27 | Option exercise | 7,684 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2022-01-27 | Option exercise | 7,684 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-11-19 | Buy | 100,000 | $3.06 | 306,000 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-11-12 | Buy | 100,000 | $3.20 | 320,000 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-11-05 | Buy | 257,800 | $3.47 | 894,566 |
|
Biodelivery Sciences International Inc BDSI
Stock Options (right to buy) · derivative
|
2021-08-10 | Conversion | 15,000 | $2.93 | 43,950 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-08-10 | Option exercise | 15,000 | $2.93 | 43,950 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-08-06 | Option exercise | 30,000 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Restricted Stock Units · derivative
|
2021-08-06 | Option exercise | 30,000 | $0.00 | |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-05-13 | Buy | 50,000 | $3.25 | 162,500 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-05-12 | Buy | 100,000 | $3.24 | 324,000 |
|
Biodelivery Sciences International Inc BDSI
Common Stock
|
2021-05-11 | Buy | 150,000 | $3.16 | 474,000 |
| showing 20 of 178 most recent transactions | |||||