|
⚲
|
| Broadwater Capital Management LLC
✚
|
|
|---|---|
| CRD # | 125509 |
| SEC # | 801-126394 |
| CIK # | |
| AUM | $144.4 MM (2023-03-23) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 617-778-0095 |
| Address | 15 Court Square, Suite 640 Boston, MA 02108-2521 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 47 | 14.6 |
| (b) Individuals (high net worth individuals) | 20 | 111.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 13.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 5.0 |
| (n) Other | 0 | 0.0 |
| Total | 101 | 144.4 |
| By Discretionary | ||
| Discretionary | 101 | 144.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 101 | 144.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 144.4 | |
| Total | 101 | 144.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Andrew Hill Investment Advisors Inc
✚
|
FL | 0.1 |
|
The Heaton Hoppes Group LLC
✚
|
IA | 0.1 |
|
Capital Developers LLC
✚
|
NC | 0.1 |
|
Axecap Investments LLC
✚
|
OH | 0.1 |
|
Hicks Capital Management LLC
✚
|
OH | 0.1 |
|
Browning Capital Management LLC
✚
|
OR | 0.1 |
|
Tassel Capital Management Inc
✚
|
NC | 0.1 |
|
Tanager Wealth Management LLP
✚
|
0.1 | |
|
Eltekon Advisors LLC
✚
|
TX | 0.1 |
|
Mosaic Wealth Management LLC
✚
|
GA | 0.1 |