Williams Wealth Management Group Inc

Item 5 Fees and Compensation
Integrated Wealth Management Services
Our fees for Integrated Wealth Management are based on the following blended fee schedule:

Portfolio Size                            Annualized Fee*
First $100,000                            1.50%
Next $150,000                             1.25%
Next $750,000                             1.00%
Next $1,000,000                           0.75%
Next $3,000,000                           0.50%
Over $5,000,000                           Negotiable

*The household account minimum is $250,000 and is negotiable based on individual circumstances.
Our minimum annual fee for Integrated Wealth Management is $3,000. The total advisory fee charged
will not exceed 3% of your assets under management.

*We may also charge:
   • Client Directed Portfolio - In the event that you choose a Client Directed Portfolio where the
     client decides which investments to purchase/sell, additional annualized fees of 0.50% may be
     added to the above investment advisory fee schedule.
   • Direct Invoicing – Our portfolio management system includes the convenience of direct debit
     billing. In the event clients elect direct invoicing whereby payment of fees will be made via
     electronic means, we may charge a processing fee of up to 5% of the invoice amount.

Our annual Integrated Wealth Management fee is billed and payable quarterly in advance based on
the value of your account on the last day of the previous quarter. If the engagement agreement is
executed at any time other than the first day of a calendar quarter, our fees will apply on a pro rata
basis, which means that the fee is payable in proportion to the number of days in the quarter for which
you are a client. Our fee is negotiable, depending on individual client circumstances.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above. We generally require a $250,000
minimum of investable assets for our integrated wealth management program. At our discretion, this
minimum may be waived or lowered.

We will invoice you directly for the payment of our fees or we will deduct our fee directly from your
account through the qualified custodian holding your funds and securities. We will deduct our advisory
fee only when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian.
    • We send you an invoice showing the amount of the fee, the value of the assets on which the
      fee is based, and the specific manner in which the fee was calculated.
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts dispersed from your account including the amount of the advisory fee paid directly to
      our firm.

You may terminate the engagement agreement within five days from the date of acceptance without
penalty to you. After the five-day period, either you or the firm may terminate the engagement
agreement upon written notice to the other party. You will incur a pro rata charge for services rendered
prior to the termination of the engagement agreement, which means you will incur advisory fees only in
proportion to the number of days in the quarter for which you are a client. If you have pre-paid advisory
fees that we have not yet earned, you will receive a prorated refund of those fees.

We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian please call our main office number located on the cover page of
this brochure.

Investment Portfolio Management Service
Our fees for Investment Portfolio Management are either a blended annual tiered fee or a negotiable
fixed fee which will be selected at the time of our engagement. Our blended annual tiered schedule is
listed below. If a negotiable fixed fee is selected it will not exceed 3% of the value of the assets under
our management. For all other accounts, our blended fee schedule is as follows:

Portfolio Size                               Annualized Fee*
First $100,000                               1.50%
Next $150,000                                1.25%
Next $750,000                                1.00%
Next $1,000,000                              0.75%
Next $3,000,000                              0.50%
Over $5,000,000                              Negotiable

*We may also charge:

    • Client Directed Portfolio - In the event that you choose a Client Directed Portfolio where the
      client decides which investments to purchase/sell, additional annualized fees of 0.50% may be
      added to the above investment advisory fee schedule.
    • Direct Invoicing – Our portfolio management system includes the convenience of direct debit
      billing. In the event clients elect direct invoicing whereby payment of fees will be made via
      electronic means, we may charge a processing fee of up to 5% of the invoice amount.

Our annual investment advisory fee is billed and payable quarterly in advance based on the value of
your account on the last day of the previous quarter. If the engagement agreement is executed at any
time other than the first day of a calendar quarter, our fees will apply on a pro rata basis, which means
that the advisory fee is payable in proportion to the number of days in the quarter for which you are a
...

Item 7 Types of Clients
We offer advisory services to individuals, pension and profit sharing plans, trusts, estates, non-profit
organizations, corporations, and other business entities.

For minimum account sizes and fees, please refer to Item 5 above.