Brooklawn Capital Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

Most Brooklawn CA clients agree to an annual recurring advisory fee structured as a flat retainer
stated in dollar terms, rather than as a percentage of assets under management. The advisory fee
is based on the scope and complexity of the client’s overall financial situation, the anticipated
level of ongoing service, and any specialized planning or reporting requested by the client.

Brooklawn CA and each client will agree on the specific annual fee amount in advance and
document it in the client’s Investment Advisory Contract. The annual fee may be adjusted from
time to time, typically upon mutual review at least annually or when there are material changes
in the client’s circumstances or the scope of services.

Brooklawn CA generally imposes a minimum annual advisory fee, which may result in relatively
higher effective fee rates for clients with smaller asset levels. Brooklawn CA reserves the right to
waive or reduce the minimum fee in its discretion.

B. Payment of Fees

       Payment of Advisory Fees

       Advisory fees are generally billed in arrears and may be paid either (i) by direct deduction from
       the client’s custodial account, pursuant to the client’s written authorization, or (ii) by invoice, in
       which case the client remits payment by check or bank transfer. The timing and method of
       payment (for example, monthly, quarterly or annually in arrears) are agreed with each client in
       advance and described in the Investment Advisory Contract.

       Brooklawn CA does not bill advisory fees in advance and does not charge performance-based
       fees (fees based on a share of capital gains or capital appreciation of the assets of a client).

       C. Client Responsibility For Third Party Fees

       Clients are responsible for the payment of all third party fees associated with their accounts,
       including but not limited to brokerage commissions, transaction fees, custodial fees, wire fees,
       and the internal expenses of investment funds (such as mutual funds, exchange-traded funds,
       and private funds). Those fees and expenses are separate and in addition to Brooklawn CA’s
       advisory fees. Please see Item 12 of this brochure regarding broker-dealer/custodian practices.

       D. Prepayment of Fees

       Brooklawn CA collects its advisory fees in arrears. It does not collect fees in advance.

       E. Outside Compensation For the Sale of Securities to Clients

       Neither Brooklawn CA nor its supervised persons accept any compensation, including
       commissions, 12b‑1 fees, or other sales-based compensation, for the recommendation or sale of
       securities or investment products to clients. Brooklawn CA and its supervised persons do not
       receive any compensation from product sponsors or mutual fund companies, including
       distribution or service fees from the sale of mutual funds.

Item 7: Types of Clients

Brooklawn CA generally provides advisory services to High-Net-Worth Individuals.

Brooklawn CA generally targets relationships with at least $3,000,000 in investable assets. Because
Brooklawn CA charges a minimum annual advisory fee, this asset level is a guideline; the more relevant
constraint is the agreed-upon minimum annual fee. Brooklawn CA may accept smaller relationships at
its discretion.