Surience Private Wealth LLC

Item 5 – Fees and Compensation

How We Are Compensated for Our Advisory Services

SPW offers our advisory services on a fee-only basis. Our fees vary among the different types of advisory services we
offer and can be negotiated at our sole discretion. The specific fees and manner in which fees are charged and
calculated are described in your investment advisory agreement. You should carefully review the investment advisory
agreement prior to signing it.

Fees for our advisory services can be higher than fees charged by other advisers who offer similar services. You can be
charged different fees than similarly situated clients for the same services. You should carefully review this brochure to
understand the fees and other sources of compensation that exist among our services prior to entering into an
investment advisory contract with our firm.

Investment and Wealth Management Services

    A. Growth, Moderate, and Balanced Strategies

                        Total Assets Under Management                   Annual Fee*
                        $0 - $999,999                                   1.75%
                        $1,000,000 - $2,499,999                         1.45%
                        $2,500,000 - $9,999,999                         1.15%
                        $10,000,000 - $25,000,000                       0.95%
                        * Minimum annual fee is $2,500 and will be billed $625 quarterly

                                                                                         Classification Approved Outside Entities

   B. Genesis Strategy

                      1.75% Flat fee for all Assets Under Management

                      *Minimum annual fee is $2,500 and will be billed $625 quarterly.*

Except for accounts in the Genesis Strategy, advisory fees are generally billed in advance each calendar quarter based on
the market value of the assets under management/advisement on the last day of the previous calendar quarter.
Advisory fees for accounts in the Genesis Strategy are billed in advance each calendar quarter based the flat annual rate
noted above. SPW, in our sole discretion, can waive the minimum annual fee based upon certain criteria, including, but
not limited to, anticipated future earning capacity and/or additional assets, dollar amount of assets to be managed,
related accounts, account composition, pre-existing client relationships, account retention, and pro bono activities. For
investment and wealth management services SPW provides to certain clients or for specific client holdings (e.g., held-
away assets, 529 plans, etc.), we can negotiate a fee rate that differs from our standard fee schedule.

As stated in the client’s investment advisory agreement, if services are provided for less than a full a calendar quarter,
the advisory fee will be prorated based on the number of days in the quarter the client received services or the assets
were under SPW’s management, and any pre-paid, unearned fees will be refunded. If a client has a significant one-off
cash flow within a calendar quarter equal to $250,000 or greater, the advisory fee will be prorated based on the number
of days remaining in the quarter, unless the fee would generally be less than $150.

Fees can be based on cumulative household assets under management. However, certain ERISA rules prevent
householding corporate plans with personal assets for fee reductions. You should refer to your advisory agreement for
your specific fee rate(s).

Financial Planning and Consulting Services

Fees for financial planning and/or consulting services are billed at a flat rate in advance. Typically plans range from
$2,5000-$50,000. There is no minimum fee required for financial planning or consulting services; however financial
planning and consulting fees generally will not exceed $20,000 annually. Fees are due and payable as incurred. At its
discretion, the Firm can apply a fee discount for current investment management and wealth management clients.
Financial planning fees could also vary based on the complexity of the financial plan and the services provided to existing
clients.

Factors we consider when determining our financial planning and consulting fees include, but are not limited to:

    •   The amount of time we expect to spend completing the financial planning or consulting services and providing
        related advice;
    •   The complexity of your goals, issues and/or needs;
    •   The extensiveness and complexity of the data needed regarding your personal financial information;
    •   Your net worth or the value of your investment accounts and/or other assets that are the subject of the financial
        planning or consulting services; and/or

                                                                                         Classification Approved Outside Entities

    •   Special circumstances related to life changes, marital status, health or special income needs, or growth or
        decline of a personal business.

We will not request the prepayment of fees more than $1,200 in advisory fees more than six months in advance.

You cancan engage SPW for additional investment management services to assist with implementing one or more
financial planning recommendations. You will incur additional fees if you retain our firm for such services. You have
complete freedom in selecting an investment adviser to assist you in implementing any recommendations by SPW and
are under no obligation to act upon the advice we provide.

For consulting services, the investment advisory agreement between SPW and the client will continue in effect until
terminated by either party. For stand-alone financial planning services, the agreement between SPW and the client will
terminate upon delivery of the plan or completion of the service.

Fiduciary and Non-Fiduciary Services for Plan Sponsors
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Item 7 – Types of Clients

SPW provides portfolio management services to individuals, high net worth individuals and families, pension and profit-
sharing plans, trusts, estates, charitable institutions, foundations, corporations, and other business entities.

SPW charges a minimum annual fee of $2,500. This minimum annual fee can be negotiable under certain circumstances.